FARRELL MICHAEL A J 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed Mar 30, 2011
Insider Transaction Report
Form 4
FARRELL MICHAEL A J
DirectorPres., Chairman of Board & CEO
Transactions
- Exercise/Conversion
Common Stock
2011-03-30$13.25/sh+100,000$1,325,000→ 2,330,367 total - Exercise/Conversion
Option to purchase Common Stock
2011-03-30−100,000→ 300,000 totalExercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (100,000 underlying)
Holdings
- 3,500(indirect: Michael Farrell C/F Taylor Carolyn Farrell)
Class A Preferred Stock
- 150,000
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (150,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (150,000 underlying) - 200,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (200,000 underlying) - 170,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (170,000 underlying) - 3,500
Class A Preferred Stock
- 8,000(indirect: By daughter)
Class A Preferred Stock
- 8,200(indirect: By son)
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (200,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (150,000 underlying)
Footnotes (2)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F2]Options previously granted.