STEIPP THOMAS W 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Apr 29, 2011
Insider Transaction Report
Form 4
STEIPP THOMAS W
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Series A-1 Preferred Stock
2011-04-27$5.00/sh−20,000$100,000→ 0 totalExercise: $0.10→ Common Stock (1,000,000 underlying) - Other
Common Stock
2011-04-27$0.10/sh+1,130,688$113,069→ 7,130,688 total
Footnotes (2)
- [F1]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations,Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
- [F2]Acquisition of shares pursuant to conversion of Series A-1 Preferred Stock.