Azarm Iraj 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Apr 29, 2011
Insider Transaction Report
Form 4
Azarm Iraj
Director
Transactions
- Other
Common Stock
2011-04-27$0.22/sh+874,149$192,313→ 965,577 total - Exercise/Conversion
Series A-2 Preferred Stock
2011-04-27$5.00/sh−32,717$163,585→ 0 total(indirect: N/A)Exercise: $0.22→ Common Stock (743,566 underlying)
Footnotes (2)
- [F1]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
- [F2]Represents shares acquired upon the conversion of Series A-2 Preferred Stock by Carlyle Liquid, LLC and the subsequent distribution of such shares by Carlyle Liquid, LLC to its members in proportion to their respective ownership percentages.