4//SEC Filing
Azarm Iraj 4
Accession 0001140361-11-024135
CIK 0001141240other
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 7:40 PM ET
Size
7.3 KB
Accession
0001140361-11-024135
Insider Transaction Report
Form 4
Azarm Iraj
Director
Transactions
- Other
Common Stock
2011-04-27$0.22/sh+874,149$192,313→ 965,577 total - Exercise/Conversion
Series A-2 Preferred Stock
2011-04-27$5.00/sh−32,717$163,585→ 0 total(indirect: N/A)Exercise: $0.22→ Common Stock (743,566 underlying)
Footnotes (2)
- [F1]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
- [F2]Represents shares acquired upon the conversion of Series A-2 Preferred Stock by Carlyle Liquid, LLC and the subsequent distribution of such shares by Carlyle Liquid, LLC to its members in proportion to their respective ownership percentages.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001464013
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 7:40 PM ET
- Size
- 7.3 KB