LLC Carlyle Liquid 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Apr 29, 2011
Insider Transaction Report
Form 4
LLC Carlyle Liquid
10% Owner
Transactions
- Purchase
Common Stock
2011-04-27$0.22/sh+8,620,799$1,896,576→ 8,620,799 total - Other
Common Stock
2011-04-27−8,620,799→ 0 total - Exercise/Conversion
Series A-2 Preferred Stock
2011-04-27$5.00/sh−322,652$1,613,260→ 0 totalExercise: $0.22→ Common Stock (7,333,000 underlying)
Footnotes (3)
- [F1]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
- [F2]Shares of the issuer's Common Stock were distributed to each of the members of Carlyle Liquid, LLC according to their respective ownership percentages. As a result of the distribution, Carlyle Liquid, LLC has ceased to be a 10% or greater beneficial owner of the issuer's Common Stock.
- [F3]Acquisition of shares pursuant to conversion of Series A-2 Preferred Stock.