4//SEC Filing
LLC Carlyle Liquid 4
Accession 0001140361-11-024137
CIK 0001141240other
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 7:46 PM ET
Size
8.9 KB
Accession
0001140361-11-024137
Insider Transaction Report
Form 4
LLC Carlyle Liquid
10% Owner
Transactions
- Purchase
Common Stock
2011-04-27$0.22/sh+8,620,799$1,896,576→ 8,620,799 total - Other
Common Stock
2011-04-27−8,620,799→ 0 total - Exercise/Conversion
Series A-2 Preferred Stock
2011-04-27$5.00/sh−322,652$1,613,260→ 0 totalExercise: $0.22→ Common Stock (7,333,000 underlying)
Footnotes (3)
- [F1]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
- [F2]Shares of the issuer's Common Stock were distributed to each of the members of Carlyle Liquid, LLC according to their respective ownership percentages. As a result of the distribution, Carlyle Liquid, LLC has ceased to be a 10% or greater beneficial owner of the issuer's Common Stock.
- [F3]Acquisition of shares pursuant to conversion of Series A-2 Preferred Stock.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001501406
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 7:46 PM ET
- Size
- 8.9 KB