4//SEC Filing
LLC Carlyle Liquid Holdings 4
Accession 0001140361-11-037444
CIK 0001141240other
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 8:51 PM ET
Size
10.3 KB
Accession
0001140361-11-037444
Insider Transaction Report
Form 4
LLC Carlyle Liquid Holdings
10% Owner
Transactions
- Other
Series A-1 Preferred Stock
2011-06-30−65,956→ 325,873 totalExercise: $0.10→ Common Stock (3,297,800 underlying) - Other
Warrant (right to buy)
2011-06-30−3,042,058→ 15,029,820 totalExercise: $0.49From: 2009-05-01Exp: 2015-07-31→ Common Stock (3,042,058 underlying) - Other
Series A-2 Preferred Stock
2011-06-30−117,237→ 579,232 totalExercise: $0.22→ Common Stock (2,664,477 underlying)
Footnotes (3)
- [F1]Each share of the Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Certificate of Designations, Preferences and Rights of Series A Preferred Stock as amended. The Series A Preferred Stock has no expiration date.
- [F2]Shares of Series A Preferred Stock were distributed to the members of Carlyle Liquid Holdings, LLC in redemption of a pro-rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC.
- [F3]Warrants were distributed to members of Carlyle Liquid Holdings, LLC in redemption of a pro rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001501407
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 8:51 PM ET
- Size
- 10.3 KB