4//SEC Filing
LLC Carlyle Liquid Holdings 4
Accession 0001140361-11-043859
CIK 0001141240other
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 8:00 PM ET
Size
12.1 KB
Accession
0001140361-11-043859
Insider Transaction Report
Form 4
LLC Carlyle Liquid Holdings
10% Owner
Transactions
- Other
Series A-2 Preferred Stock
2011-08-22−579,232→ 0 totalExercise: $0.22→ Common Stock (13,164,364 underlying) - Other
Common Stock
2011-08-22−774→ 0 total - Other
Series A-1 Preferred Stock
2011-08-22−325,873→ 0 totalExercise: $0.10→ Common Stock (16,293,650 underlying) - Other
Warrant (right to buy)
2011-08-22−15,029,820→ 0 totalExercise: $0.49From: 2009-05-01Exp: 2015-07-31→ Common Stock (15,029,820 underlying)
Footnotes (4)
- [F1]Each share of the Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Certificate of Designations, Preferences and Rights of Series A Preferred Stock, as amended. The Series A Preferred Stock has no expiration date.
- [F2]Shares of Series A Preferred Stock were distributed to the members of Carlyle Liquid Holdings, LLC in redemption of a pro-rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC.
- [F3]Warrants were distributed to members of Carlyle Liquid Holdings, LLC in redemption of a pro-rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC.
- [F4]Shares of Common Stock were distributed to the members of Carlyle Liquid Holdings, LLC in redemption of a pro-rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001501407
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 8:00 PM ET
- Size
- 12.1 KB