4//SEC Filing
CONTE ULDERICO 4
Accession 0001140361-11-054453
CIK 0001355304other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 12:02 PM ET
Size
10.4 KB
Accession
0001140361-11-054453
Insider Transaction Report
Form 4
U-SWIRL, INC.SWRL
CONTE ULDERICO
VP Franchise Development
Transactions
- Award
Options (Right to Buy)
2011-11-17+59,000→ 59,000 totalExercise: $0.28Exp: 2016-11-17→ Common Stock (59,000 underlying)
Holdings
- 31,250
Options (Right to Buy)
Exercise: $4.40Exp: 2012-06-30→ Common Stock (31,250 underlying) - 230,000
Common Stock
- 5,000
Warrants Class B (Right to Buy)
Exercise: $10.00From: 2008-04-18Exp: 2013-03-19→ Common Stock (5,000 underlying) - 25,000(indirect: By Spouse)
Common Stock
- 175,000
Options (Right to Buy)
Exercise: $0.42Exp: 2016-05-16→ Common Stock (175,000 underlying)
Footnotes (3)
- [F1]Options were granted as compensation. 50% of the options vest on 5/16/12 with the remaining 50% vesting on 5/16/13.
- [F2]All of these options are vested as of March 1, 2009.
- [F3]Options granted as compensation. 29,500 options vest on 11/17/2012 with the remaining 29,500 options vesting on 11/17/2013.
Documents
Issuer
U-SWIRL, INC.
CIK 0001355304
Entity typeother
Related Parties
1- filerCIK 0001429551
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 12:02 PM ET
- Size
- 10.4 KB