4//SEC Filing
Vargas Michael 4
Accession 0001140361-11-055389
CIK 0000813619other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 3:23 PM ET
Size
26.2 KB
Accession
0001140361-11-055389
Insider Transaction Report
Form 4
Vargas Michael
Dir Human Resources
Transactions
- Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$11.05/sh+3,000$33,150→ 0 totalExercise: $2.55From: 2008-02-12Exp: 2017-02-11→ Common Stock (3,000 underlying) - Disposition to Issuer
Incentive Stock Option
2011-11-28$9.40/sh+16,000$150,400→ 0 totalExercise: $4.20From: 2009-02-26Exp: 2018-02-25→ Common Stock (16,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$7.50/sh+14,000$105,000→ 0 totalExercise: $6.10From: 2005-12-09Exp: 2014-12-09→ Common Stock (14,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$11.35/sh+10,000$113,500→ 0 totalExercise: $2.25From: 2008-02-06Exp: 2017-02-05→ Common Stock (10,000 underlying) - Disposition to Issuer
Incentive Stock Option
2011-11-28$10.45/sh+14,000$146,300→ 0 totalExercise: $3.15From: 2010-04-28Exp: 2019-04-28→ Common Stock (14,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$10.05/sh+6,000$60,300→ 0 totalExercise: $3.55From: 2007-05-11Exp: 2016-05-10→ Common Stock (6,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$10.70/sh+10,000$107,000→ 0 totalExercise: $2.90From: 2006-12-09Exp: 2015-12-09→ Common Stock (10,000 underlying) - Disposition to Issuer
Incentive Stock Option
2011-11-28$2.60/sh+11,000$28,600→ 0 totalExercise: $11.00From: 2012-03-25Exp: 2021-03-24→ Common Stock (11,000 underlying) - Disposition to Issuer
Incentive Stock Option
2011-11-28$5.65/sh+11,000$62,150→ 0 totalExercise: $7.95From: 2011-03-24Exp: 2020-03-23→ Common Stock (11,000 underlying)
Footnotes (10)
- [F1]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2011, among the Registrant, Solutia Inc. and Backbone Merger Sub, Inc.
- [F10]The reporting person received cash consideration for the cancellation of the option pursuant to the Merger Agreement equal to the number of shares of the Registrant's common stock underlying such option multiplied by the difference between the exercise price of the option and the per share purchase price of $13.60 in accordance with the Merger Agreement.
- [F2]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.
- [F3]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.
- [F4]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.
- [F5]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.
- [F6]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.
- [F7]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.
- [F8]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.
- [F9]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.. The vesting was fully accelerated pursuant to the Merger Agreement.
Documents
Issuer
SOUTHWALL TECHNOLOGIES INC /DE/
CIK 0000813619
Entity typeother
Related Parties
1- filerCIK 0001401430
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 3:23 PM ET
- Size
- 26.2 KB