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Insider · CIK 0001401430

Vargas Michael

Reports to the SEC for 1 company · PALO ALTO, CA

Transactions

13

Companies

1

Filings

5

CIK

0001401430

Forms 4 and 5

Insider transactions

13 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+14K sh	$7.50	+$105K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+10K sh	$10.70	+$107K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+6,000 sh	$10.05	+$60.3K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+10K sh	$11.35	+$114K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+3,000 sh	$11.05	+$33.2K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Incentive Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+16K sh	$9.40	+$150K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Incentive Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+14K sh	$10.45	+$146K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Incentive Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+11K sh	$5.65	+$62.2K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Incentive Stock OptionD Disposition to Issuer	OFFICER	DDisposition to Issuer	+11K sh	$2.60	+$28.6K	0
2011-11-22	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	OFFICER	UDisposition from Tender	−1,489 sh	$13.60	−$20.3K	0
2011-03-25	SOUTHWALL TECHNOLOGIES INC /DE/Incentive Stock Option (right to buy)A Award	OFFICER	AAward	−11K sh	—	—	11,000
2010-03-24	SOUTHWALL TECHNOLOGIES INC /DE/Incentive Stock Option (right to buy)A Award	OFFICER	AAward	−55K sh	—	—	55,000
2009-04-28	SOUTHWALL TECHNOLOGIES INC /DE/Incentive Stock Option (right to buy)A Award	OFFICER	AAward	+70K sh	—	—	70,000

Recent filings

5

Accepted (ET)
Nov 304
Vargas Michael0001140361-11-055389
SEC(opens sec.gov)
Nov 254
Vargas Michael0001140361-11-055015
SEC(opens sec.gov)
Mar 304
Vargas Michael0001140361-11-019506
SEC(opens sec.gov)
Mar 294
Vargas Michael0001140361-10-013929
SEC(opens sec.gov)
Apr 304
Vargas Michael0001140361-09-010637
SEC(opens sec.gov)

Companies

1

SOUTHWALL TECHNOLOGIES INC /DE/OFFICER

Address

3788 FABIAN WAY

PALO ALTO, CA, 94303