Earnings Feed
Start Free
Home/Filings/4/0001140361-12-000804
4//SEC Filing

DOHERTY JOHN E 4

Accession 0001140361-12-000804

CIK 0001099215other
View on SEC.govCompany Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 4:09 PM ET

Size

9.0 KB

Accession

0001140361-12-000804

Insider Transaction Report

Form 4
Period: 2011-11-01
PROTALEX INCPRTX
DOHERTY JOHN E
Director
Transactions
  • Award

    Options

    2011-11-01+200,000→ 200,000 total
    Exercise: $1.01Exp: 2021-11-01→ common stock (200,000 underlying)
Holdings

  • Options

    Exercise: $8.50Exp: 2012-12-16→ common stock (2,000 underlying)
    2,000

  • Common Stock

    562,532

  • Options

    Exercise: $0.50Exp: 2020-01-15→ common stock (200,000 underlying)
    200,000
Footnotes (5)
  • [F1]Granted on November 1, 2011 (the Grant Date ), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the underlying shares on the 1st anniversary of Grant Date.
  • [F2]Not applicable.
  • [F3]Granted on January 15, 2010 (the Grant Date ), this option vests on the 3rd anniversary of the Grant Date which vesting is subject to acceleration in accordance with the terms of the option grant agreement between the issuer and the reporting person.
  • [F4]Immediately.
  • [F5]Adjusted to reflect a 1 for 5 reverse split of the issuer's outstanding common stock on December 8, 2010.

Documents

1 file

Issuer

PROTALEX INC

CIK 0001099215

→
Entity typeother

Related Parties

1
  • filerCIK 0001299552

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:09 PM ET
Size
9.0 KB
View on SEC.gov