PROTALEX INC·4

Jan 4, 4:09 PM ET

DOHERTY JOHN E 4

4 · PROTALEX INC · Filed Jan 4, 2012

Insider Transaction Report

Form 4
Period: 2011-11-01
Transactions
  • Award

    Options

    2011-11-01+200,000200,000 total
    Exercise: $1.01Exp: 2021-11-01common stock (200,000 underlying)
Holdings
  • Options

    Exercise: $8.50Exp: 2012-12-16common stock (2,000 underlying)
    2,000
  • Common Stock

    562,532
  • Options

    Exercise: $0.50Exp: 2020-01-15common stock (200,000 underlying)
    200,000
Footnotes (5)
  • [F1]Granted on November 1, 2011 (the Grant Date ), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the underlying shares on the 1st anniversary of Grant Date.
  • [F2]Not applicable.
  • [F3]Granted on January 15, 2010 (the Grant Date ), this option vests on the 3rd anniversary of the Grant Date which vesting is subject to acceleration in accordance with the terms of the option grant agreement between the issuer and the reporting person.
  • [F4]Immediately.
  • [F5]Adjusted to reflect a 1 for 5 reverse split of the issuer's outstanding common stock on December 8, 2010.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4