4//SEC Filing
FARRELL MICHAEL A J 4
Accession 0001140361-12-004086
CIK 0001043219other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 9:05 AM ET
Size
19.6 KB
Accession
0001140361-12-004086
Insider Transaction Report
Form 4
FARRELL MICHAEL A J
DirectorPres., Chairman of Board & CEO
Transactions
- Exercise/Conversion
Option to purchase Common Stock
2012-01-27−6,369→ 143,631 totalExercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (6,369 underlying) - Exercise/Conversion
Option to purchase Common Stock
2012-01-27−57,656→ 112,344 totalExercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (57,656 underlying) - Exercise/Conversion
Common Stock
2012-01-27$15.70/sh+6,369$99,993→ 2,436,736 total - Exercise/Conversion
Common Stock
2012-01-27$15.61/sh+57,656$900,010→ 2,494,392 total
Holdings
- 8,000(indirect: By daughter)
Class A Preferred Stock
- 150,000
Option to purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common (150,000 underlying) - 8,200(indirect: By son)
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (200,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (150,000 underlying) - 200,000
Option to purchase Common Stock
Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (200,000 underlying) - 3,500(indirect: Michael Farrell C/F Taylor Carolyn Farrell)
Class A Preferred Stock
- 3,500
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (200,000 underlying)
Footnotes (2)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F2]Options previously granted.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001235653
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 9:05 AM ET
- Size
- 19.6 KB