STEIPP THOMAS W 5
5 · LIQUIDMETAL TECHNOLOGIES INC · Filed Feb 14, 2012
Insider Transaction Report
Form 5
STEIPP THOMAS W
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2011-10-26$0.20/sh−15,000$3,000→ 7,625,893 total - Sale
Common Stock
2011-10-31$0.20/sh−15,000$3,000→ 7,610,893 total - Purchase
Warrants (right to buy)
2009-10-30+510,205→ 510,205 totalExercise: $0.49From: 2009-10-30Exp: 2015-07-31→ Common Stock (510,205 underlying)
Footnotes (2)
- [F1]Sale of common stock was done under a plan of sale under Rule 10B5-1 of the Securities Exchange Act of 1934 that Mr. Steipp had adopted, as announced by the Company on September 12, 2011.
- [F2]These warrants were acquired by the reporting person in connection with the reporting person's purchase of shares of the issuer's Series A Preferred Stock in October 2009. While the reporting person's ownership of the Series A Preferred Stock has been previously reported, the associated warrants were inadvertently omitted from the reporting person's original Form 3.