STEIPP THOMAS W

CIK 00012014143 companiesSAN JOSE, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001201414

Recent Transactions

41 trades

Award
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Stock Option
2016-02-17$0.07/sh+4,300,000→ 4,300,000 total
Award
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Stock Option
2015-01-27$0.14/sh+4,300,000→ 4,300,000 total
Sale
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2014-08-05$0.22/sh−100,000→ 6,710,893 total
Sale
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2014-08-05$0.22/sh−100,000→ 6,710,893 total
Sale
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2014-08-04$0.22/sh−400,000→ 6,810,893 total
Sale
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2014-08-04$0.22/sh−400,000→ 6,810,893 total
Gift
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2014-03-06−300,000→ 6,410,893 total
Award
ALPHA & OMEGA SEMICONDUCTOR Ltd$AOSL
Share Option (right to buy)
2013-11-11+7,500→ 7,500 total
Sale
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2013-08-05$0.19/sh−400,000→ 7,210,893 total
Award
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Option to Buy
2013-02-06+4,063,500→ 4,063,500 total
Award
ALPHA & OMEGA SEMICONDUCTOR Ltd$AOSL
Share Option (right to buy)
2012-11-15+7,500→ 7,500 total
Award
ALPHA & OMEGA SEMICONDUCTOR Ltd$AOSL
Share Option (Right to Buy)
2011-11-17+7,500→ 7,500 total
Sale
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2011-10-31$0.20/sh−15,000→ 7,610,893 total
Sale
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2011-10-26$0.20/sh−15,000→ 7,625,893 total
Other
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Common Stock
2011-04-27$0.10/sh+1,130,688→ 7,130,688 total
Exercise/Conversion
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Series A-1 Preferred Stock
2011-04-27$5.00/sh−20,000→ 0 total
Purchase
LIQUIDMETAL TECHNOLOGIES INC$LQMT
Warrants (right to buy)
2009-10-30+510,205→ 510,205 total
Exercise/Conversion
SYMMETRICOM INC
Common Stock
2009-06-18$4.33/sh+701→ 291,609 total
Sale
SYMMETRICOM INC
Common Stock
2009-06-18$6.00/sh−701→ 290,908 total
Exercise/Conversion
SYMMETRICOM INC
Non-Qualified Stock Option (right to buy)
2009-06-18$6.00/sh−701→ 79,656 total
Exercise/Conversion
SYMMETRICOM INC
Non-Qualified Stock Option (right to buy)
2009-06-17$6.00/sh−15,610→ 80,357 total
Sale
SYMMETRICOM INC
Common Stock
2009-06-17$6.00/sh−15,610→ 290,908 total
Exercise/Conversion
SYMMETRICOM INC
Common Stock
2009-06-17$4.33/sh+15,610→ 306,518 total
Exercise/Conversion
SYMMETRICOM INC
Non-Qualified Stock Option (right to buy)
2009-06-09$6.00/sh−9,919→ 99,986 total
Sale
SYMMETRICOM INC
Common Stock
2009-06-09$6.00/sh−9,919→ 290,908 total
Exercise/Conversion
SYMMETRICOM INC
Common Stock
2009-06-09$4.33/sh+9,919→ 300,827 total
Sale
SYMMETRICOM INC
Common Stock
2009-01-07$3.69/sh−6,116→ 290,908 total
Sale
SYMMETRICOM INC
Common Stock
2009-01-06$3.90/sh−14,200→ 297,024 total
Sale
SYMMETRICOM INC
Common Stock
2009-01-05$3.67/sh−12,000→ 311,224 total
Sale
SYMMETRICOM INC
Common Stock
2009-01-02$3.79/sh−10,030→ 323,224 total
Award
SYMMETRICOM INC
Non-Qualified Stock Option (right to buy)
2008-08-25+130,000→ 130,000 total
Award
SYMMETRICOM INC
Non-Qualified Stock Option (right to buy)
2007-08-13$5.17/sh+100,000→ 100,000 total
Award
SYMMETRICOM INC
Common Stock
2007-08-13+50,000→ 323,254 total
Award
SYMMETRICOM INC
Non-Qualified Stock Option (right to buy)
2006-08-11$6.88/sh+100,000→ 100,000 total
Award
SYMMETRICOM INC
Common Stock
2006-08-11+50,000→ 195,842 total
Award
SYMMETRICOM INC
Common Stock
2005-08-04+27,000→ 145,842 total
Award
SYMMETRICOM INC
Non-Qualified Stock Option (right to buy)
2005-08-04$9.42/sh+80,000→ 80,000 total
Sale
SYMMETRICOM INC
Common Stock
2004-12-07$10.82/sh−20,000→ 117,717 total
Exercise/Conversion
SYMMETRICOM INC
Common Stock
2004-02-09$4.75/sh+100,000→ 100,000 total
Sale
SYMMETRICOM INC
Common Stock
2004-02-09$10.51/sh−100,000→ 0 total
Exercise/Conversion
SYMMETRICOM INC
Non-Qualified Stock Option (right to buy)
2004-02-09$10.51/sh+100,000→ 211,843 total

Companies

Recent Filings

Address

2300 ORCHARD PARKWAY

SAN JOSE, CA, 95131

View on SEC.gov