4//SEC Filing
Senchak Andrew M 4
Accession 0001140361-12-012857
CIK 0001063494other
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:18 PM ET
Size
7.2 KB
Accession
0001140361-12-012857
Insider Transaction Report
Form 4
KBW, INC.KBW
Senchak Andrew M
DirectorDirector, Vice Chairman
Transactions
- Award
Common Stock, par value $0.01 per share
2012-03-01+0→ 364,363 total(indirect: By Trust) - Award
Common Stock, par value $0.01 per share
2012-03-01+44,866→ 404,739 total
Footnotes (2)
- [F1]Restricted Stock Award. This restricted stock award will vest one-third on February 23, 2013; one-third on February 23, 2014; and the remaining one-third on February 23, 2015. As described further in the restricted stock award agreements pertaining to such award: (i) vesting of each installment of shares is subject to the achievement of certain performance measures by KBW, Inc., (ii) vesting would accelerate upon a change in control, death or permanent disability, and (iii) any unvested shares would be forfeited upon certain termination events, including termination for any reason (as set forth in the KBW, Inc. 2009 Incentive Compensation Plan or any successor plan) but excluding retirement, subject to satisfaction of certain conditions precedent.
- [F2]This line does not reflect a separate transaction requiring reporting. It reflects shares indirectly beneficially owned by the reporting person. All 364,363 shares that are indirectly beneficially owned are held by the Andrew Senchak Family Trust.
Documents
Issuer
KBW, INC.
CIK 0001063494
Entity typeother
Related Parties
1- filerCIK 0001380496
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 5:18 PM ET
- Size
- 7.2 KB