FARRELL MICHAEL A J 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed Apr 26, 2012
Insider Transaction Report
Form 4
FARRELL MICHAEL A J
DirectorPres., Chairman of Board & CEO
Transactions
- Exercise/Conversion
Common Stock
2012-04-24$13.25/sh+100,000$1,325,000→ 2,594,392 total - Exercise/Conversion
Option to purchase Common Stock
2012-04-24−100,000→ 100,000 totalExercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (100,000 underlying)
Holdings
- 8,000(indirect: By daughter)
Class A Preferred Stock
- 8,200(indirect: By son)
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (200,000 underlying) - 112,344
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (112,344 underlying) - 200,000
Option to purchase Common Stock
Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (200,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (150,000 underlying) - 3,500
Class A Preferred Stock
- 150,000
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (150,000 underlying) - 3,500(indirect: Michael Farrell C/F Taylor Carolyn Farrell)
Class A Preferred Stock
- 143,631
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (143,631 underlying)
Footnotes (2)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F2]Options previously granted.