ANDERSON STEPHEN C 4
4 · ASTEC INDUSTRIES INC · Filed May 21, 2012
Insider Transaction Report
Form 4
ANDERSON STEPHEN C
Corporate Secretary
Transactions
- Sale
Common Stock
2012-05-17$28.59/sh−416$11,892→ 0 total - Discretionary Transaction
Phantom Stock
2012-05-18$28.38/sh−2,355.716$66,847→ 0 total→ Common Stock (2,355.716 underlying)
Holdings
- 3,990
Common Stock
- 89.763(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis in the future.
- [F2]Shares held in the reporting person's 401(k) account are based upon a plan statement dated May 21, 2012.
- [F3]These phantom shares were held in a SERP. Under the SERP plan provisions, the phantom shares can be sold at the reporting person's discretion at any time and reinvested in other allowed investments. Phantom shares held in the SERP are otherwise payable in cash at the reporting person's termination of employment from Astec.