4//SEC Filing
Duffy John G 4
Accession 0001140361-12-031722
CIK 0001063494other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 5:07 PM ET
Size
6.3 KB
Accession
0001140361-12-031722
Insider Transaction Report
Form 4
KBW, INC.KBW
Duffy John G
DirectorDirector, Chairman and CEO
Transactions
- Gift
Common Stock, par value $0.01 per share
2012-06-28−3,000→ 300,294 total - Other
Common Stock, par value $0.01 per share
2012-06-28$16.29/sh−272,354$4,436,647→ 303,294 total
Footnotes (2)
- [F1]Transfer made to former spouse of reporting person pursuant to a divorce settlement agreement.
- [F2]The transactions involved a gift of securities to one or more charitable or educational institutions.
Documents
Issuer
KBW, INC.
CIK 0001063494
Entity typeother
Related Parties
1- filerCIK 0001380488
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 5:07 PM ET
- Size
- 6.3 KB