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HATTON DEAN 4

Accession 0001140361-12-041220

CIK 0001486800other

View on SEC.gov Company Profile

Filed

Sep 20, 8:00 PM ET

Accepted

Sep 21, 7:11 PM ET

Size

20.8 KB

Accession

0001140361-12-041220

Insider Transaction Report

Form 4

Period: 2012-09-12

Higher One Holdings, Inc.ONE

President and CEO

Transactions

Exercise/Conversion
Common Stock
2012-09-12$0.29/sh+75,000$21,750→ 136,005 total
Exercise/Conversion
Common Stock
2012-09-12$0.67/sh+180,000$120,600→ 316,005 total
Sale
Common Stock
2012-09-20$13.12/sh−90,000$1,180,800→ 359,754 total
Exercise/Conversion
Common Stock
2012-09-12$1.34/sh+75,000$100,500→ 391,005 total
Exercise/Conversion
Common Stock
2012-09-12$2.67/sh+58,749$156,860→ 449,754 total
Exercise/Conversion
Stock Option (Right to Buy)
2012-09-12−75,000→ 0 total
Exercise: $0.29From: 2007-03-03Exp: 2014-03-02→ Common Stock (75,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2012-09-12−180,000→ 0 total
Exercise: $0.67From: 2009-01-17Exp: 2016-01-16→ Common Stock (180,000 underlying)
Sale
Common Stock
2012-09-21$13.20/sh−48,961$646,285→ 310,793 total
Exercise/Conversion
Stock Option (Right to Buy)
2012-09-12−75,000→ 0 total
Exercise: $1.34From: 2010-01-23Exp: 2017-01-22→ Common Stock (75,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2012-09-12−58,749→ 0 total
Exercise: $2.67From: 2010-12-07Exp: 2017-12-17→ Common Stock (58,749 underlying)

Footnotes (3)

[F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2012.
[F2]The price represents the weighted average sale price of multiple transactions on the reported date at prices between $13.00 and $13.21. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
[F3]The price represents the weighted average sale price of multiple transactions on the reported date at prices between $13.07 and $13.31. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Higher One Holdings, Inc.

CIK 0001486800

Entity typeother

Related Parties

1

filerCIK 0001494213

Filing Metadata

Form type: 4
Filed: Sep 20, 8:00 PM ET
Accepted: Sep 21, 7:11 PM ET
Size: 20.8 KB

View on SEC.gov