4//SEC Filing
FARRELL MICHAEL A J 4
Accession 0001140361-12-042869
CIK 0001043219other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 11:13 AM ET
Size
17.4 KB
Accession
0001140361-12-042869
Insider Transaction Report
Form 4
FARRELL MICHAEL A J
DirectorPres., Chairman of Board & CEO
Transactions
- Exercise/Conversion
Option to Purchase Common Stock
2012-10-02−112,000→ 344 totalExercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (112,000 underlying) - Exercise/Conversion
Common Stock
2012-10-02$15.61/sh+112,000$1,748,320→ 2,706,392 total
Holdings
- 3,500(indirect: Michael Farrell C/F Taylor Carolyn Farrell)
Class A Preferred Stock
- 8,200(indirect: By son)
Class A Preferred Stock
- 200,000
Option to Purchase Common Stock
Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (200,000 underlying) - 150,000
Option to Purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (150,000 underlying) - 100,000
Option to Purchase Common Stock
Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (100,000 underlying) - 3,500
Class A Preferred Stock
- 8,000(indirect: By daughter)
Class A Preferred Stock
- 150,000
Option to Purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (150,000 underlying) - 143,631
Option to Purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (143,631 underlying) - 200,000
Option to Purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (200,000 underlying)
Footnotes (2)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F2]Options previously granted.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001235653
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 11:13 AM ET
- Size
- 17.4 KB