Duffy John G 4
4 · KBW, INC. · Filed Dec 6, 2012
Insider Transaction Report
Form 4
KBW, INC.KBW
Duffy John G
DirectorDirector, Chairman and CEO
Transactions
- Sale
Common Stock, par value $0.01 per share
2012-12-05$17.20/sh−100,000$1,720,000→ 125,294 total - Gift
Common Stock, par value $0.01 per share
2012-12-05−5,700→ 119,594 total
Footnotes (2)
- [F1]A Form 4 filed on December 4, 2012 contained an administrative error that over-reported the shares directly beneficially owned by the reporting person by 217,604 shares. Therefore, the amount reported on this Form 4 has been corrected to accurately reflect the correct amount of shares directly beneficially owned by the reporting person.
- [F2]The transactions involved a gift of securities to one or more charitable or educational institutions.