Kleinman Mitchell B 4
4 · KBW, INC. · Filed Dec 19, 2012
Insider Transaction Report
Form 4
KBW, INC.KBW
Kleinman Mitchell B
General Counsel
Transactions
- Sale
Common Stock, par value $0.01 per share
2012-12-18$15.18/sh−38,332$581,880→ 243,526 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2012-12-18$15.07/sh−57,509$866,661→ 186,017 total
Footnotes (2)
- [F1]Sale was effected pursuant to a Rule 10b5-1 plan entered into on November 30, 2012.
- [F2]Constitutes portion of shares acquired due to acceleration and conversion of vested restricted stock units that were withheld from reporting person in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a result of all conversion events.