4//SEC Filing
SIGMA TAU FINANZIARIA SPA 4
Accession 0001140361-12-052568
CIK 0000812796other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 9:13 PM ET
Size
38.5 KB
Accession
0001140361-12-052568
Insider Transaction Report
Form 4
SOLIGENIX, INC.SNGX
SIGMA TAU FINANZIARIA SPA
10% Owner
Transactions
- Other
Common Stock Warrant (right to buy)
2012-12-20−1→ 0 total(indirect: Indirect)Exercise: $5.60From: 2009-09-28Exp: 2014-09-27→ Common Stock (98,813 underlying) - Other
Common Stock Warrant (right to buy)
2012-12-20+1→ 1 total(indirect: Indirect)Exercise: $0.53From: 2013-06-19Exp: 2017-12-19→ Common Stock (357,069 underlying) - Other
Common Stock Warrant (right to buy)
2012-12-20−1→ 0 total(indirect: Indirect)Exercise: $5.60From: 2010-06-18Exp: 2015-06-18→ CommonStock (258,256 underlying)
Holdings
- 2,711,392(indirect: Indirect)
Common Stock
SIGMA TAU INTERNATIONAL SA
10% Owner
Transactions
- Other
Common Stock Warrant (right to buy)
2012-12-20−1→ 0 total(indirect: Indirect)Exercise: $5.60From: 2010-06-18Exp: 2015-06-18→ CommonStock (258,256 underlying) - Other
Common Stock Warrant (right to buy)
2012-12-20−1→ 0 total(indirect: Indirect)Exercise: $5.60From: 2009-09-28Exp: 2014-09-27→ Common Stock (98,813 underlying) - Other
Common Stock Warrant (right to buy)
2012-12-20+1→ 1 total(indirect: Indirect)Exercise: $0.53From: 2013-06-19Exp: 2017-12-19→ Common Stock (357,069 underlying)
Holdings
- 2,711,392(indirect: Indirect)
Common Stock
Sigma-Tau America S.A.
10% Owner
Transactions
- Other
Common Stock Warrant (right to buy)
2012-12-20+1→ 1 total(indirect: Indirect)Exercise: $0.53From: 2013-06-19Exp: 2017-12-19→ Common Stock (357,069 underlying) - Other
Common Stock Warrant (right to buy)
2012-12-20−1→ 0 total(indirect: Indirect)Exercise: $5.60From: 2010-06-18Exp: 2015-06-18→ CommonStock (258,256 underlying) - Other
Common Stock Warrant (right to buy)
2012-12-20−1→ 0 total(indirect: Indirect)Exercise: $5.60From: 2009-09-28Exp: 2014-09-27→ Common Stock (98,813 underlying)
Holdings
- 2,711,392(indirect: Indirect)
Common Stock
Sigma-Tau Pharmaceuticals, Inc.
10% Owner
Transactions
- Other
Common Stock Warrant (right to buy)
2012-12-20−1→ 0 total(indirect: Indirect)Exercise: $5.60From: 2009-09-28Exp: 2014-09-27→ Common Stock (98,813 underlying) - Other
Common Stock Warrant (right to buy)
2012-12-20−1→ 0 total(indirect: Indirect)Exercise: $5.60From: 2010-06-18Exp: 2015-06-18→ CommonStock (258,256 underlying) - Other
Common Stock Warrant (right to buy)
2012-12-20+1→ 1 total(indirect: Indirect)Exercise: $0.53From: 2013-06-19Exp: 2017-12-19→ Common Stock (357,069 underlying)
Holdings
- 2,711,392(indirect: Indirect)
Common Stock
Footnotes (5)
- [F1]On February 1, 2012, the Issuer completed a reverse stock split of its issued and outstanding shares of common stock at a ratio of 1-for-20, whereby every 20 shares of its common stock was exchanged for one share of its common stock (the "Reverse Stock Split"). These shares were previously reported but the numbers have been changed to reflect the Reverse Stock Split.
- [F2]Directly owned by Sigma-Tau Pharmaceuticals, Inc. ("Pharmaceuticals"). Pharmaceuticals is a direct wholly-owned subsidiary of Sigma-Tau America S.A. ("America"). America is a direct wholly-owned subsidiary of Sigma-Tau International S.A. ("International"). International is a direct wholly-owned subsidiary of Sigma-Tau Finanziaria S.p.A.
- [F3]The exercise prices that were previously reported have been adjusted to reflect the Reverse Stock Split.
- [F4]These three reported transactions involved the issuance by the Issuer to Pharmaceuticals of a new warrant in exchange for the surrender by Pharmaceuticals of outstanding warrants.
- [F5]The expiration date of the warrant may be accelerated at the Issuer's option if the Issuer's common stock meets certain price thresholds and the common shares underlying the warrant are registered for resale pursuant to an effective registration statement or are freely transferable without volume restrictions pursuant to Rule 144 under the Securities Act of 1933, as amended.
Documents
Issuer
SOLIGENIX, INC.
CIK 0000812796
Entity typeother
Related Parties
1- filerCIK 0001092601
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 9:13 PM ET
- Size
- 38.5 KB