4//SEC Filing
CONTE ULDERICO 4
Accession 0001140361-13-002238
CIK 0001355304other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 2:34 PM ET
Size
9.4 KB
Accession
0001140361-13-002238
Insider Transaction Report
Form 4
U-SWIRL, INC.SWRL
CONTE ULDERICO
VP Franchise Development
Transactions
- Award
Restricted Stock
2013-01-14+253,333→ 525,333 total
Holdings
- 175,000
Options (Right to Buy)
Exercise: $0.42Exp: 2016-05-16→ Common Stock (175,000 underlying) - 59,000
Options (Right to Buy)
Exercise: $0.28Exp: 2016-11-17→ Common Stock (59,000 underlying) - 25,000(indirect: By Spouse)
Common Stock
- 5,000
Warrants Class B (Right to Buy)
Exercise: $10.00From: 2008-04-18Exp: 2013-03-19→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]Options were granted as compensation. 50% of the options vest on 5/16/12 with the remaining 50% vesting on 5/16/13.
- [F2]Options granted as compensation. 29,500 options vest on 11/17/2012 with the remaining 29,500 options vesting on 11/17/2013.
- [F3]Restricted shares were issued as compensation. Shares are subject to forfeiture and vest at the rate of 20% per year beginning 1/14/2014.
Documents
Issuer
U-SWIRL, INC.
CIK 0001355304
Entity typeother
Related Parties
1- filerCIK 0001429551
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 2:34 PM ET
- Size
- 9.4 KB