4//SEC Filing
Duffy John G 4
Accession 0001140361-13-007882
CIK 0001063494other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 6:35 PM ET
Size
8.2 KB
Accession
0001140361-13-007882
Insider Transaction Report
Form 4
KBW, INC.KBW
Duffy John G
DirectorDirector, Chairman and CEO
Transactions
- Disposition to Issuer
Common Stock, par value $0.01 per share
2013-02-15−3,097→ 421,375 total - Award
Common Stock, par value $0.01 per share
2013-02-15+304,878→ 424,472 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2013-02-15−421,375→ 0 total
Footnotes (3)
- [F1]Restricted Stock Award. This restricted stock was granted immediately prior to, and in connection with the closing of transactions under, a merger agreement between issuer and Stifel Financial Corp.
- [F2]Disposed of pursuant to merger agreement between issuer and Stifel Financial Corp. in exchange for $8.00 and 0.2143 shares of Stifel Financial Corp. common stock (having a market value of $38.75 per share on the effective date of the merger) per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Stifel Financial Corp. in exchange for 0.4429 restricted shares of Stifel Financial Corp. common stock (having a market value of $38.75 per share on the effective date of the merger) per share.
Documents
Issuer
KBW, INC.
CIK 0001063494
Entity typeother
Related Parties
1- filerCIK 0001380488
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 6:35 PM ET
- Size
- 8.2 KB