Duffy John G 4
4 · KBW, INC. · Filed Feb 15, 2013
Insider Transaction Report
Form 4
KBW, INC.KBW
Duffy John G
DirectorDirector, Chairman and CEO
Transactions
- Disposition to Issuer
Common Stock, par value $0.01 per share
2013-02-15−3,097→ 421,375 total - Award
Common Stock, par value $0.01 per share
2013-02-15+304,878→ 424,472 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2013-02-15−421,375→ 0 total
Footnotes (3)
- [F1]Restricted Stock Award. This restricted stock was granted immediately prior to, and in connection with the closing of transactions under, a merger agreement between issuer and Stifel Financial Corp.
- [F2]Disposed of pursuant to merger agreement between issuer and Stifel Financial Corp. in exchange for $8.00 and 0.2143 shares of Stifel Financial Corp. common stock (having a market value of $38.75 per share on the effective date of the merger) per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Stifel Financial Corp. in exchange for 0.4429 restricted shares of Stifel Financial Corp. common stock (having a market value of $38.75 per share on the effective date of the merger) per share.