Senchak Andrew M 4
4 · KBW, INC. · Filed Feb 15, 2013
Insider Transaction Report
Form 4
KBW, INC.KBW
Senchak Andrew M
DirectorDirector, Vice Chairman
Transactions
- Award
Common Stock, par value $0.01 per share
2013-02-15+304,878→ 623,631 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2013-02-15−197,769→ 425,862 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2013-02-15−425,862→ 0 total
Footnotes (3)
- [F1]Restricted Stock Award. This restricted stock was granted immediately prior to, and in connection with the closing of transactions under, a merger agreement between issuer and Stifel Financial Corp.
- [F2]Disposed of pursuant to merger agreement between issuer and Stifel Financial Corp. in exchange for $8.00 and 0.2143 shares of Stifel Financial Corp. common stock (having a market value of $38.75 per share on the effective date of the merger) per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Stifel Financial Corp. in exchange for 0.4429 restricted shares of Stifel Financial Corp. common stock (having a market value of $38.75 per share on the effective date of the merger) per share.