4//SEC Filing
22nd Century Group, Inc. 4
Accession 0001140361-13-026544
$XXIICIK 0001347858operating
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 4:10 PM ET
Size
15.1 KB
Accession
0001140361-13-026544
Insider Transaction Report
Form 4
22nd Century Group, Inc.XXII.OB
Pandolfino Joseph
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
- Sale
Common Stock
2013-06-25$0.70/sh−102,600$71,820→ 5,772,935 total - Sale
Common Stock
2013-06-26$0.70/sh−35,000$24,500→ 5,737,935 total - Sale
Common Stock
2013-06-27$0.71/sh−60,000$42,600→ 5,677,935 total
Holdings
- 169,506
Warrant to Purchase
Exercise: $1.22From: 2012-02-08Exp: 2017-02-08→ Common Stock (169,506 underlying) - 240,000
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (240,000 underlying) - 41,345
Warrant to Purchase
Exercise: $1.36From: 2011-01-25Exp: 2016-01-25→ Common Stock (41,345 underlying) - 12,000
Warrant to Purchase
Exercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (12,000 underlying) - 1,585,779
Warrant to Purchase
Exercise: $2.66From: 2011-01-25Exp: 2016-01-26→ Common Stock (1,585,779 underlying)
Footnotes (3)
- [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.68 to $0.715, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.70 to $0.71, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001347858
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 4:10 PM ET
- Size
- 15.1 KB