22nd Century Group, Inc. 4
4 · 22nd Century Group, Inc. · Filed Jun 27, 2013
Insider Transaction Report
Form 4
22nd Century Group, Inc.XXII.OB
Pandolfino Joseph
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
- Sale
Common Stock
2013-06-25$0.70/sh−102,600$71,820→ 5,772,935 total - Sale
Common Stock
2013-06-26$0.70/sh−35,000$24,500→ 5,737,935 total - Sale
Common Stock
2013-06-27$0.71/sh−60,000$42,600→ 5,677,935 total
Holdings
- 169,506
Warrant to Purchase
Exercise: $1.22From: 2012-02-08Exp: 2017-02-08→ Common Stock (169,506 underlying) - 240,000
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (240,000 underlying) - 41,345
Warrant to Purchase
Exercise: $1.36From: 2011-01-25Exp: 2016-01-25→ Common Stock (41,345 underlying) - 12,000
Warrant to Purchase
Exercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (12,000 underlying) - 1,585,779
Warrant to Purchase
Exercise: $2.66From: 2011-01-25Exp: 2016-01-26→ Common Stock (1,585,779 underlying)
Footnotes (3)
- [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.68 to $0.715, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.70 to $0.71, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement.