Insider · CIK 0001508752

Pandolfino Joseph

Reports to the SEC for 1 company · WILLIAMSVILLE, NY

sec.gov

Transactions

Companies

Filings

CIK

0001508752

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-01-25	XXII22nd Century Group, Inc.M Exercise/Conversion	10% Owner	MExercise/Conversion	+1,104 sh	—	—	5,581,897
2016-01-22	XXII22nd Century Group, Inc.M Exercise/Conversion	10% Owner	MExercise/Conversion	+169 sh	—	—	5,580,793
2015-06-30	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−70.2K sh	$0.93	−$65.4K	5,580,624
2015-06-29	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−21K sh	$1.01	−$21.2K	5,650,802
2015-03-03	XXII22nd Century Group, Inc. · Non-Qualified Stock OptionA Award	10% Owner	AAward	+100K sh	—	—	100,000
2014-12-31	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−57.9K sh	$1.70	−$98.4K	5,671,802
2014-12-30	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−18.1K sh	$1.64	−$29.7K	5,729,702
2014-12-29	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−29.1K sh	$1.57	−$45.7K	5,747,802
2014-12-26	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−26.4K sh	$1.54	−$40.7K	5,776,926
2014-12-24	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−15.3K sh	$1.54	−$23.6K	5,803,346
2014-12-23	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−2 sh	$1.60	−$3.2	5,818,646
2014-12-22	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−19.6K sh	$1.58	−$30.9K	5,818,648
2014-12-19	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−23.5K sh	$1.60	−$37.6K	5,838,231
2014-12-18	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−9,600 sh	$1.62	−$15.6K	5,861,731
2014-12-17	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−47.3K sh	$1.64	−$77.6K	5,871,331
2014-12-16	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−21.6K sh	$1.58	−$34.2K	5,918,631
2014-12-15	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−6,841 sh	$1.61	−$11K	5,940,258
2014-12-11	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−8,900 sh	$1.71	−$15.2K	5,947,099
2014-12-10	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−7,474 sh	$1.71	−$12.8K	5,955,999
2014-12-09	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−51.5K sh	$1.63	−$83.9K	5,963,473
2014-03-12	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−30K sh	$5.05	−$152K	6,014,935
2014-03-10	XXII22nd Century Group, Inc.M Exercise/Conversion	10% Owner	MExercise/Conversion	+112K sh	$0.60	+$67.2K	6,109,935
2014-03-10	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−65K sh	$6.04	−$393K	6,044,935
2014-03-10	XXII22nd Century Group, Inc. · Warrant to PurchaseM Exercise/Conversion	10% Owner	MExercise/Conversion	−100K sh	—	—	140,000
2014-03-10	XXII22nd Century Group, Inc. · Warrant to PurchaseM Exercise/Conversion	10% Owner	MExercise/Conversion	−12K sh	—	—	0
2014-01-27	XXII22nd Century Group, Inc.A Award	10% Owner	AAward	+320K sh	—	—	5,997,935
2013-06-27	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−60K sh	$0.71	−$42.6K	5,677,935
2013-06-26	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−35K sh	$0.70	−$24.5K	5,737,935
2013-06-25	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−103K sh	$0.70	−$71.8K	5,772,935
2013-02-25	XXII22nd Century Group, Inc.A Award	10% Owner	AAward	+500K sh	—	—	5,875,535
2012-11-09	XXII22nd Century Group, Inc.P Purchase	10% Owner	PPurchase	+480K sh	—	—	5,375,535
2012-11-09	XXII22nd Century Group, Inc. · Warrant to PurchaseP Purchase	10% Owner	PPurchase	+240K sh	—	—	240,000
2012-08-30	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−5,000 sh	$0.30	−$1,500	4,895,535
2012-08-29	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−150K sh	$0.25	−$37.5K	4,900,535
2012-08-28	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−22K sh	$0.25	−$5,500	5,050,535
2012-08-27	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−20.1K sh	$0.25	−$5,025	5,072,535
2012-05-18	XXII22nd Century Group, Inc.A Award	10% Owner	AAward	+450K sh	—	—	5,092,635
2012-05-15	XXII22nd Century Group, Inc.P Purchase	10% Owner	PPurchase	+12K sh	—	—	4,642,635
2012-05-15	XXII22nd Century Group, Inc. · Warrant to PurchaseP Purchase	10% Owner	PPurchase	+12K sh	—	—	12,000
2012-02-08	XXII22nd Century Group, Inc. · Warrant to PurchaseM Exercise/Conversion	10% Owner	MExercise/Conversion	+138K sh	—	—	138,000
2012-02-08	XXII22nd Century Group, Inc.M Exercise/Conversion	10% Owner	MExercise/Conversion	+115K sh	$0.75	+$86.3K	4,630,635
2012-02-08	XXII22nd Century Group, Inc. · Convertible Promissory NoteM Exercise/Conversion	10% Owner	MExercise/Conversion	−115K sh	—	—	0
2012-02-08	XXII22nd Century Group, Inc. · WarrantM Exercise/Conversion	10% Owner	MExercise/Conversion	+104K sh	—	—	103,500
2011-12-14	XXII22nd Century Group, Inc. · Convertible Promissory NoteA Award	10% Owner	AAward	+115K sh	—	—	115,000
2011-11-17	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−143K sh	$0.70	−$100K	4,515,635
2011-06-07	XXII22nd Century Group, Inc.S Sale	10% Owner	SSale	−110K sh	$1.03	−$113K	4,658,635
2011-04-01	XXII22nd Century Group, Inc.A Award	10% Owner	AAward	+200K sh	—	—	4,768,635

Recent filings

Accepted (ET)
Jan 254
22nd Century Group, Inc.0001477932-16-008278
SEC(opens sec.gov)
Jun 304
22nd Century Group, Inc.0001477932-15-004190
SEC(opens sec.gov)
Mar 44
22nd Century Group, Inc.0001140361-15-010169
SEC(opens sec.gov)
Dec 314
22nd Century Group, Inc.0001477932-14-007421
SEC(opens sec.gov)
Dec 294
22nd Century Group, Inc.0001477932-14-007366
SEC(opens sec.gov)
Dec 224
22nd Century Group, Inc.0001477932-14-007226
SEC(opens sec.gov)
Dec 174
22nd Century Group, Inc.0001140361-14-045617
SEC(opens sec.gov)
Dec 114
22nd Century Group, Inc.0001140361-14-044917
SEC(opens sec.gov)

Companies

22nd Century Group, Inc.10% OwnerXXII

Address

8201 MAIN STREET SUITE 6

WILLIAMSVILLE, NY, 14221