LIQUIDMETAL TECHNOLOGIES INC 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Aug 29, 2013
Insider Transaction Report
Form 4
SALAS RICARDO A
Vice President
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2013-08-27−600,000→ 600,000 totalExercise: $0.12Exp: 2020-07-12→ Common Stock (600,000 underlying) - Exercise/Conversion
Common Stock
2013-08-27$0.12/sh+600,000$74,400→ 5,697,611 total
Footnotes (3)
- [F1]The amount of securities beneficially owned appearing in column 5 reflects the following: The Form 5 filed on January 15, 2013 inadvertently indicated that the reporting person beneficially owned 11,128,947 shares, rather than the correct amount of 5,097,611 shares.
- [F2]The right to purchase 300,000 shares vested on July 12, 2012, and the right to purchase an additional 300,000 shares vested on July 12, 2013.
- [F3]These shares will vest on July 12, 2014 and July 12, 2015. This column reflects the following: On June 20, 2012, the reporting person exercised his option to purchase the 300,000 shares that vested on July 12, 2011. The Form 4 filed on June 25, 2012 to report this transaction inadvertently described the transaction as an acquisition of new options rather than as an exercise of existing options.