4//SEC Filing
LIQUIDMETAL TECHNOLOGIES INC 4
Accession 0001140361-13-034602
$LQMTCIK 0001141240operating
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 5:00 PM ET
Size
7.5 KB
Accession
0001140361-13-034602
Insider Transaction Report
Form 4
SALAS RICARDO A
Vice President
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2013-08-27−600,000→ 600,000 totalExercise: $0.12Exp: 2020-07-12→ Common Stock (600,000 underlying) - Exercise/Conversion
Common Stock
2013-08-27$0.12/sh+600,000$74,400→ 5,697,611 total
Footnotes (3)
- [F1]The amount of securities beneficially owned appearing in column 5 reflects the following: The Form 5 filed on January 15, 2013 inadvertently indicated that the reporting person beneficially owned 11,128,947 shares, rather than the correct amount of 5,097,611 shares.
- [F2]The right to purchase 300,000 shares vested on July 12, 2012, and the right to purchase an additional 300,000 shares vested on July 12, 2013.
- [F3]These shares will vest on July 12, 2014 and July 12, 2015. This column reflects the following: On June 20, 2012, the reporting person exercised his option to purchase the 300,000 shares that vested on July 12, 2011. The Form 4 filed on June 25, 2012 to report this transaction inadvertently described the transaction as an acquisition of new options rather than as an exercise of existing options.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001141240
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 5:00 PM ET
- Size
- 7.5 KB