4//SEC Filing
GILMAN CIOCIA, INC. 4
Accession 0001140361-13-038963
CIK 0000914142operating
Filed
Oct 16, 8:00 PM ET
Accepted
Oct 17, 4:27 PM ET
Size
7.1 KB
Accession
0001140361-13-038963
Insider Transaction Report
Form 4
RYAN MICHAEL P
DirectorPresident10% Owner
Transactions
- Disposition to Issuer
Common Stock
2013-10-15−538,500→ 0 total - Disposition to Issuer
Common Stock
2013-10-15−16,777,339→ 0 total(indirect: See Footnote)
Footnotes (3)
- [F1]Disposed of pursuant to merger agreement between Gilman Ciocia, Inc. ("Gilman") and National Holdings Corporation ("National") in exchange for 126,558 shares of National common stock having a market value of $0.39 per share on the effective date of the merger.
- [F2]Disposed of pursuant to merger agreement between Gilman and National in exchange for 3,942,994 shares of National common stock having a market value of $0.39 per share on the effective date of the merger.
- [F3]Included (i) 1,093,798 shares beneficially owned by Prime Partners, Inc., of which the Reporting Person is a shareholder and officer, (ii) 263,541 shares beneficially owned by spouse and children and (iii) 15,420,000 shares beneficially owned by Prime Partners II, LLC, of which the Reporting Person is a member and manager.
Documents
Issuer
GILMAN CIOCIA, INC.
CIK 0000914142
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000914142
Filing Metadata
- Form type
- 4
- Filed
- Oct 16, 8:00 PM ET
- Accepted
- Oct 17, 4:27 PM ET
- Size
- 7.1 KB