22nd Century Group, Inc. 4
4 · 22nd Century Group, Inc. · Filed Nov 5, 2013
Insider Transaction Report
Form 4
22nd Century Group, Inc.XXII.OB
Dunn Joseph A
Director
Transactions
- Sale
Common Stock
2013-10-18$1.13/sh−60,000$67,974→ 50,000 total
Holdings
- 50,000
Non-Qualified Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (50,000 underlying) - 31,500
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (31,500 underlying)
Footnotes (2)
- [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.10 to $1.17, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F2]The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant.