22nd Century Group, Inc. 4
4 · 22nd Century Group, Inc. · Filed Jan 28, 2014
Insider Transaction Report
Form 4
22nd Century Group, Inc.XXII.OB
Pandolfino Joseph
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
- Award
Common Stock
2014-01-27+320,000→ 5,997,935 total
Holdings
- 240,000
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (240,000 underlying) - 12,000
Warrant to Purchase
Exercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (12,000 underlying) - 180,047
Warrant to Purchase
Exercise: $1.15From: 2012-02-08Exp: 2017-02-08→ Common Stock (180,047 underlying) - 1,903,136
Warrant to Purchase
Exercise: $2.21From: 2011-01-25Exp: 2016-01-26→ Common Stock (1,903,136 underlying) - 47,088
Warrant to Purchase
Exercise: $1.20From: 2011-01-25Exp: 2016-01-25→ Common Stock (47,088 underlying)
Footnotes (2)
- [F1]Shares granted pursuant to the Issuer's 2010 Equity Incentive Plan. Shares are subject to restrictions on transfer.
- [F2]The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement.