4//SEC Filing
22nd Century Group, Inc. 4
Accession 0001140361-14-003431
$XXIICIK 0001347858operating
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 2:33 PM ET
Size
11.4 KB
Accession
0001140361-14-003431
Insider Transaction Report
Form 4
22nd Century Group, Inc.XXII.OB
Pandolfino Joseph
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
- Award
Common Stock
2014-01-27+320,000→ 5,997,935 total
Holdings
- 240,000
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (240,000 underlying) - 12,000
Warrant to Purchase
Exercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (12,000 underlying) - 180,047
Warrant to Purchase
Exercise: $1.15From: 2012-02-08Exp: 2017-02-08→ Common Stock (180,047 underlying) - 1,903,136
Warrant to Purchase
Exercise: $2.21From: 2011-01-25Exp: 2016-01-26→ Common Stock (1,903,136 underlying) - 47,088
Warrant to Purchase
Exercise: $1.20From: 2011-01-25Exp: 2016-01-25→ Common Stock (47,088 underlying)
Footnotes (2)
- [F1]Shares granted pursuant to the Issuer's 2010 Equity Incentive Plan. Shares are subject to restrictions on transfer.
- [F2]The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001347858
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 2:33 PM ET
- Size
- 11.4 KB