Regado Biosciences Inc 4
4 · Regado Biosciences Inc · Filed Mar 3, 2014
Insider Transaction Report
Form 4
Clark B. Jefferson
Director
Transactions
- Exercise of In-Money
Common Stock, par value $0.001 per share
2014-02-20$4.51/sh+5,447$24,566→ 1,122,301 total(indirect: See Footnote) - Exercise of In-Money
Common Stock, par value $0.001 per share
2014-02-20$0.17/sh+4,491$763→ 1,130,133 total(indirect: See Footnote) - Exercise of In-Money
Stock Option (right to buy)
2014-02-20−1→ 0 total(indirect: See Footnote)Exercise: $4.51Exp: 2020-04-30→ Common Stock (3,341 underlying) - Exercise of In-Money
Stock Option (right to buy)
2014-02-20−1→ 0 total(indirect: See Footnote)Exercise: $3.34Exp: 2015-12-20→ Common Stock (2,095 underlying) - Exercise of In-Money
Common Stock, par value $0.001 per share
2014-02-20$3.34/sh+2,095$6,997→ 1,116,854 total(indirect: See Footnote) - Exercise of In-Money
Common Stock, par value $0.001 per share
2014-02-20$4.51/sh+3,341$15,068→ 1,125,642 total(indirect: See Footnote) - Exercise of In-Money
Stock Option (right to buy)
2014-02-20−1→ 0 total(indirect: See Footnote)Exercise: $4.51Exp: 2020-04-30→ Common Stock (5,447 underlying) - Exercise of In-Money
Warrant (right to buy)
2014-02-20−1→ 0 total(indirect: See Footnote)Exercise: $0.17Exp: 2014-02-20→ Common Stock (4,491 underlying)
Footnotes (5)
- [F1]The Reporting Person holds the reportable securities as nominee for Aurora Ventures IV, LLC ("Aurora IV"). The Reporting Person is the manager of A.V. Management IV, L.L.C., the managing member of Aurora IV, and may be deemed to share voting and investment power. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]The Reporting Person holds the reportable securities as nominee for Aurora Ventures V, LP ("Aurora V"). The Reporting Person is the Manager of A.V. Management V, L.L.C., the managing member of Aurora V, and may be deemed to share voting and investment power. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]This option was fully vested and exercisable as of December 20, 2006.
- [F4]This option was fully vested and exercisable as of December 31, 2010.
- [F5]This warrant was exercisable as of November 20, 2004.