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Simplicity Bancorp, Inc. 4

Accession 0001140361-14-012054

CIK 0001412109operating

View on SEC.gov Company Profile

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 12:04 PM ET

Size

15.3 KB

Accession

0001140361-14-012054

Insider Transaction Report

Form 4

Period: 2014-03-07

Simplicity Bancorp, Inc.SMPL

BREEDEN JAMES L

Director

Transactions

Sale
Common Stock
2014-03-07$17.50/sh−1,116$19,530→ 20,988 total
Exercise/Conversion
Common Stock
2014-03-10$10.84/sh+3,759$40,757→ 24,747 total
Sale
Common Stock
2014-03-10$17.50/sh−3,759$65,783→ 20,988 total
Exercise/Conversion
Stock Options
2014-03-07−1,116→ 9,134 total
Exercise: $10.84From: 2010-01-30Exp: 2019-01-30→ Common Stock (1,116 underlying)
Exercise/Conversion
Stock Options
2014-03-10−3,759→ 5,375 total
Exercise: $10.84From: 2010-01-30Exp: 2019-01-30→ Common Stock (3,759 underlying)
Exercise/Conversion
Common Stock
2014-03-07$10.84/sh+1,116$12,100→ 22,104 total

Holdings

Common Stock
(indirect: By Spouse)
539
Common Stock
(indirect: By Spouse)
1,357
Common Stock
(indirect: By IRA)
11,150

Footnotes (2)

[F1]Includes shares of restricted stock which vest 100% on March 27, 2014.
[F2]Stock Options are fully vested.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Simplicity Bancorp, Inc.

CIK 0001412109

Entity typeoperating

Related Parties

1

filerCIK 0001412109

Filing Metadata

Form type: 4
Filed: Mar 10, 8:00 PM ET
Accepted: Mar 11, 12:04 PM ET
Size: 15.3 KB

View on SEC.gov