4//SEC Filing
LIQUIDMETAL TECHNOLOGIES INC 4
Accession 0001140361-14-013670
$LQMTCIK 0001141240operating
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 3:55 PM ET
Size
18.1 KB
Accession
0001140361-14-013670
Insider Transaction Report
Form 4
Chung Tony
Chief Financial Officer
Transactions
- Exercise/Conversion
Options to Purchase Common Stock
2014-03-20−200,000→ 0 totalExercise: $0.09Exp: 2019-12-01→ Common Stock (200,000 underlying) - Exercise/Conversion
Common Stock
2014-03-20$0.12/sh+150,000$18,600→ 1,674,999 total - Exercise/Conversion
Common Stock
2014-03-20$0.08/sh+195,300$15,624→ 1,870,299 total - Exercise/Conversion
Common Stock
2014-03-20$0.09/sh+200,000$17,200→ 1,524,999 total - Exercise/Conversion
Options to Purchase Common Stock
2014-03-20−150,000→ 100,000 totalExercise: $0.12Exp: 2020-07-11→ Common Stock (150,000 underlying) - Exercise/Conversion
Options to Purchase Common Stock
2014-03-20−195,300→ 781,200 totalExercise: $0.08Exp: 2023-02-06→ Common Stock (195,300 underlying) - Sale
Common Stock
2014-03-18$0.29/sh−70,566$20,224→ 1,819,777 total - Sale
Common Stock
2014-03-19$0.28/sh−494,778$137,054→ 1,324,999 total
Footnotes (4)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.275 to $0.30, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.275 to $0.28, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- [F3]Options were granted pursuant to the 2002 Equity Incentive Plan and vest in five equal annual installments of 20% beginning one year from the date of grant.
- [F4]Options vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary date of grant, with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001141240
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 3:55 PM ET
- Size
- 18.1 KB