4//SEC Filing
ORION ENERGY SYSTEMS, INC. 4
Accession 0001140361-15-008671
$OESXCIK 0001409375operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 3:44 PM ET
Size
12.2 KB
Accession
0001140361-15-008671
Insider Transaction Report
Form 4
Potts Michael J
DirectorExecutive Vice President
Transactions
- Purchase
Common Stock
2015-02-20$3.50/sh+4,286$15,001→ 524,951 total
Holdings
- 11,759
Stock Options (right to buy)
Exercise: $3.78Exp: 2019-05-19→ Common Stock (11,759 underlying) - 50,000
Stock Options (right to buy)
Exercise: $2.00Exp: 2022-06-18→ Common Stock (50,000 underlying) - 45,000
Stock Options (right to buy)
Exercise: $2.20Exp: 2016-12-20→ Common Stock (45,000 underlying) - 21,452
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (21,452 underlying) - 11,620
Stock Options (right to buy)
Exercise: $3.46Exp: 2020-05-18→ Common Stock (11,620 underlying)
Footnotes (6)
- [F1]These shares were purchased by the Reporting Person in an underwritten public offering at the public offering price.
- [F2]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
- [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
- [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 18, 2012, vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001409375
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 3:44 PM ET
- Size
- 12.2 KB