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$XXII·4

22nd Century Group, Inc. · Mar 4, 7:52 AM ET

22nd Century Group, Inc. 4

4 · 22nd Century Group, Inc. · Filed Mar 4, 2015

Insider Transaction Report

Form 4
Period: 2015-03-03
22nd Century Group, Inc.XXII
Dunn Joseph A
Director
Transactions
  • Award

    Non-Qualified Stock Option

    2015-03-03+100,000→ 100,000 total
    Exercise: $1.43Exp: 2020-03-03→ Common Stock (100,000 underlying)
Holdings

  • Common Stock

    85,000

  • Non-Qualified Stock Option

    Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (50,000 underlying)
    50,000

  • Non-Qualified Stock Option

    Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (60,000 underlying)
    60,000

  • Warrant to Purchase

    Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (31,500 underlying)
    31,500
Footnotes (2)
  • [F1]Non-Qualified Stock Options granted pursuant to the Issuer's 2014 Omnibus Incentive Plan, which vest 100% on March 3, 2016.
  • [F2]The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4