4//SEC Filing
22nd Century Group, Inc. 4
Accession 0001140361-15-010108
$XXIICIK 0001347858operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 7:52 AM ET
Size
9.7 KB
Accession
0001140361-15-010108
Insider Transaction Report
Form 4
Dunn Joseph A
Director
Transactions
- Award
Non-Qualified Stock Option
2015-03-03+100,000→ 100,000 totalExercise: $1.43Exp: 2020-03-03→ Common Stock (100,000 underlying)
Holdings
- 85,000
Common Stock
- 50,000
Non-Qualified Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (50,000 underlying) - 60,000
Non-Qualified Stock Option
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (60,000 underlying) - 31,500
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (31,500 underlying)
Footnotes (2)
- [F1]Non-Qualified Stock Options granted pursuant to the Issuer's 2014 Omnibus Incentive Plan, which vest 100% on March 3, 2016.
- [F2]The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001347858
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 7:52 AM ET
- Size
- 9.7 KB