4/A//SEC Filing
ANNALY CAPITAL MANAGEMENT INC 4/A
Accession 0001140361-15-019389
$NLYCIK 0001043219operating
Filed
May 12, 8:00 PM ET
Accepted
May 13, 4:05 PM ET
Size
11.8 KB
Accession
0001140361-15-019389
Insider Transaction Report
Form 4/AAmended
DENAHAN WELLINGTON
DirectorVice Chairman of Board & CIO
Transactions
- Purchase
Common Stock
2015-05-11$10.04/sh+184,948$1,856,878→ 1,573,134 total - Purchase
Common Stock
2015-05-08$10.11/sh+13,268$134,139→ 1,388,186 total
Holdings
- 200,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (200,000 underlying) - 200,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (200,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (150,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (150,000 underlying)
Footnotes (2)
- [F1]The number of "securities acquired" was listed incorrectly on the Form 4 filing made on May 12, 2015 due to an administrative error. A purchase of 13,268 shares was made on May 8, 2015 and a second purchase of 184,948 shares was made on May 11, 2015. The Amount of Securities Beneficially Owned Following Reported Transaction on May 8, 2015 was 1,388,186 and the Amount of Securities Beneficially Owned Following Reported Transaction on May 11, 2015 is 1,573,134.
- [F2]Options previously granted.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001043219
Filing Metadata
- Form type
- 4/A
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 4:05 PM ET
- Size
- 11.8 KB