4//SEC Filing
CAPITAL SOUTHWEST CORP 4
Accession 0001140361-15-021978
$CSWCCIK 0000017313operating
Filed
May 26, 8:00 PM ET
Accepted
May 27, 9:35 PM ET
Size
13.8 KB
Accession
0001140361-15-021978
Insider Transaction Report
Form 4
ASHBAUGH WILLIAM M
Senior Vice President
Transactions
- Sale
Common Stock
2015-05-26$51.03/sh−3,433$175,173→ 11,000 total - Exercise/Conversion
Incentive Stock Options
2015-05-22−650→ 3,433 totalExercise: $19.18Exp: 2019-10-19→ Common Stock (650 underlying) - Sale
Common Stock
2015-05-22$51.05/sh−650$33,185→ 11,000 total - Exercise/Conversion
Common Stock
2015-05-26$19.18/sh+3,433$65,845→ 14,433 total - Exercise/Conversion
Common Stock
2015-05-22$19.18/sh+650$12,467→ 11,650 total - Exercise/Conversion
Incentive Stock Options
2015-05-26−3,433→ 0 totalExercise: $19.18Exp: 2019-10-19→ Common Stock (3,433 underlying)
Holdings
- 10,345(indirect: By ESOP)
Common Stock
Footnotes (2)
- [F1]Reflects ESOP allocations to Mr. Ashbaugh.
- [F2]The options, representing a right to purchase a total of 8,000 shares following the four-for-one split, became exerciseable in two equal annual installments beginning on October 19, 2013.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0000017313
Filing Metadata
- Form type
- 4
- Filed
- May 26, 8:00 PM ET
- Accepted
- May 27, 9:35 PM ET
- Size
- 13.8 KB