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CAPITAL SOUTHWEST CORP · May 27, 9:35 PM ET

CAPITAL SOUTHWEST CORP 4

4 · CAPITAL SOUTHWEST CORP · Filed May 27, 2015

Insider Transaction Report

Form 4
Period: 2015-05-22
CAPITAL SOUTHWEST CORPCSWC
ASHBAUGH WILLIAM M
Senior Vice President
Transactions
  • Sale

    Common Stock

    2015-05-26$51.03/sh−3,433$175,173→ 11,000 total
  • Exercise/Conversion

    Incentive Stock Options

    2015-05-22−650→ 3,433 total
    Exercise: $19.18Exp: 2019-10-19→ Common Stock (650 underlying)
  • Sale

    Common Stock

    2015-05-22$51.05/sh−650$33,185→ 11,000 total
  • Exercise/Conversion

    Common Stock

    2015-05-26$19.18/sh+3,433$65,845→ 14,433 total
  • Exercise/Conversion

    Common Stock

    2015-05-22$19.18/sh+650$12,467→ 11,650 total
  • Exercise/Conversion

    Incentive Stock Options

    2015-05-26−3,433→ 0 total
    Exercise: $19.18Exp: 2019-10-19→ Common Stock (3,433 underlying)
Holdings

  • Common Stock

    (indirect: By ESOP)
    10,345
Footnotes (2)
  • [F1]Reflects ESOP allocations to Mr. Ashbaugh.
  • [F2]The options, representing a right to purchase a total of 8,000 shares following the four-for-one split, became exerciseable in two equal annual installments beginning on October 19, 2013.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4