4//SEC Filing
CAPITAL SOUTHWEST CORP 4
Accession 0001140361-15-022961
$CSWCCIK 0000017313operating
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 9:02 PM ET
Size
10.4 KB
Accession
0001140361-15-022961
Insider Transaction Report
Form 4
Thomas William R III
Assistant Vice President10% Owner
Transactions
- Gift
Common Stock
2015-05-29−2,000→ 3,529 total - Gift
Common Stock
2015-05-29−14,000→ 9,529 total - Gift
Common Stock
2015-05-29−4,000→ 5,529 total
Holdings
- 12,000(indirect: See footnote)
Common Stock
- 571,939(indirect: See footnote)
Common Stock
- 4,370(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner (the "General Partner") of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and depositor power over 571,939 shares of Common Stock owned by the Partnership. Although Mr. Thomas' pecuniary interest in the shares of Common Stock held by the Partnership is limited to his limited partnership interest in the Partnership and his membership interest in the general partner of the Partnership, in accordance with Rule 13d-3(d)(1)(i) of the Securities Exchange Act of 1934, Mr. Thomas is deemed to be the beneficial owner of all of such shares.
- [F2]William R. Thomas III beneficially owns 12,000 shares of Common Stock held by his minor children.
- [F3]Reflects ESOP allocations to Mr. Thomas.
Documents
Issuer
CAPITAL SOUTHWEST CORP
CIK 0000017313
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0000017313
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 9:02 PM ET
- Size
- 10.4 KB