Insider · CIK 0001369011

Thomas William R III

Reports to the SEC for 2 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001369011

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-10-01	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director	PPurchase	+2,170 sh	$23.04	+$50K	22,842
2026-08-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+1,989 sh	—	—	20,672
2026-06-05	CSWCCAPITAL SOUTHWEST CORPS Sale	Director	SSale	−4,661 sh	$23.29	−$109K	13,683
2026-06-05	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director	PPurchase	+5,000 sh	$23.40	+$117K	18,683
2025-08-12	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+2,193 sh	—	—	18,344
2024-08-09	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+2,090 sh	—	—	16,151
2024-07-02	ENCORE WIRE CORPD Disposition to Issuer	Director	DDisposition to Issuer	−1,250 sh	$290.00	−$363K	0
2024-06-28	ENCORE WIRE CORPG Gift	Director	GGift	−12.4K sh	—	—	1,250
2024-06-03	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−8,217 sh	—	—	4,661
2024-06-03	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director	PPurchase	+9,400 sh	$25.87	+$243K	14,061
2024-05-07	ENCORE WIRE CORPA Award	Director	AAward	+1,250 sh	—	—	13,600
2023-08-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+2,240 sh	—	—	12,878
2023-05-02	ENCORE WIRE CORPA Award	Director	AAward	+1,250 sh	—	—	12,350
2022-08-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+2,421 sh	—	—	10,638
2022-05-03	ENCORE WIRE CORPA Award	Director	AAward	+1,250 sh	—	—	11,100
2021-09-09	CSWCCAPITAL SOUTHWEST CORPS Sale	Director	SSale	−4,000 sh	$27.70	−$111K	0
2021-09-09	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director	PPurchase	+2,000 sh	$27.72	+$55.4K	6,000
2021-09-09	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director	PPurchase	+2,000 sh	$27.72	+$55.4K	6,000
2021-05-04	ENCORE WIRE CORPA Award	Director	AAward	+1,250 sh	—	—	9,850
2020-05-06	ENCORE WIRE CORPA Award	Director	AAward	+1,100 sh	—	—	8,600
2019-06-21	ENCORE WIRE CORPA Award	Director	AAward	+1,000 sh	—	—	7,500
2018-05-14	ENCORE WIRE CORPA Award	Director	AAward	+1,000 sh	—	—	6,500
2017-06-02	ENCORE WIRE CORPA Award	Director	AAward	+1,000 sh	—	—	5,500
2015-05-29	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−14K sh	—	—	9,529
2015-05-29	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−4,000 sh	—	—	5,529
2015-05-29	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−2,000 sh	—	—	3,529
2015-02-27	ENCORE WIRE CORPP Purchase	Director	PPurchase	+1,000 sh	$37.24	+$37.2K	4,500
2015-01-27	CSWCCAPITAL SOUTHWEST CORPS Sale	Director	SSale	−120K sh	$43.04	−$5.16M	571,939
2014-12-16	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−6,414 sh	—	—	23,529
2014-02-11	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−1,470 sh	—	—	29,943
2013-06-25	ENCORE WIRE CORPP Purchase	Director	PPurchase	+3,500 sh	$33.96	+$119K	3,500
2012-05-30	CSWCCAPITAL SOUTHWEST CORPS Sale	Director	SSale	−8,090 sh	$86.50	−$700K	6,768
2012-05-23	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Director	MExercise/Conversion	+6,090 sh	$98.44	+$599K	14,858
2012-05-23	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	+6,090 sh	$98.44	+$599K	6,090
2012-05-17	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$76.74	+$153K	8,768
2012-05-17	CSWCCAPITAL SOUTHWEST CORP · Non-Qualified Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$76.74	+$153K	2,000
2012-02-15	CSWCCAPITAL SOUTHWEST CORPS Sale	Director	SSale	−2,224 sh	$90.71	−$202K	33,603
2012-02-14	CSWCCAPITAL SOUTHWEST CORPS Sale	Director	SSale	−7,776 sh	$91.04	−$708K	35,827
2012-02-09	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−1,084 sh	$91.60	−$99.3K	7,768
2012-01-16	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+1,000 sh	—	—	8,852
2011-11-14	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−1,180 sh	$85.47	−$101K	8,137
2011-11-14	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−285 sh	$85.47	−$24.4K	7,852
2011-07-18	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionA Award	Director	AAward	+5,000 sh	$96.92	+$485K	12,500
2011-06-17	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−2,638 sh	$94.88	−$250K	9,317
2011-06-16	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−12 sh	$94.06	−$1,128.72	11,955
2011-06-16	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	+12 sh	$94.06	+$1,128.72	3,000
2010-12-21	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−236 sh	$106.94	−$25.2K	11,967
2010-12-21	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	+236 sh	$106.94	+$25.2K	2,988
2010-12-15	CSWCCAPITAL SOUTHWEST CORPG Gift	Director	GGift	−240 sh	$104.97	−$25.2K	12,203
2010-08-03	CSWCCAPITAL SOUTHWEST CORPS Sale	Director	SSale	−13.7K sh	$91.55	−$1.25M	44,103

Recent filings

Accepted (ET)
Oct 14
Thomas William R III0000017313-26-000159
SEC(opens sec.gov)
Aug 124
Thomas William R III0000017313-26-000119
SEC(opens sec.gov)
Jun 54
Thomas William R III0000017313-26-000059
SEC(opens sec.gov)
Aug 134
Thomas William R III0000017313-25-000084
SEC(opens sec.gov)
Aug 134
Thomas William R III0000017313-24-000073
SEC(opens sec.gov)
Jul 24
Thomas William R III0000850460-24-000093
SEC(opens sec.gov)
Jun 44
Thomas William R III0000017313-24-000037
SEC(opens sec.gov)
May 84
Thomas William R III0000850460-24-000035
SEC(opens sec.gov)
Aug 114
Thomas William R III0000017313-23-000086
SEC(opens sec.gov)
May 44
Thomas William R III0000850460-23-000045
SEC(opens sec.gov)
Aug 124
Thomas William R III0000017313-22-000079
SEC(opens sec.gov)
May 54
Thomas William R III0000850460-22-000044
SEC(opens sec.gov)
Sep 104
Thomas William R III0000017313-21-000146
SEC(opens sec.gov)
May 54
Thomas William R III0000850460-21-000044
SEC(opens sec.gov)
May 64
Thomas William R III0000850460-20-000072
SEC(opens sec.gov)

Companies

Address

C/O CAPITAL SOUTHWEST CORPORATION 8333 DOUGLAS AVE, SUITE 1100

DALLAS, TX, 75225