|3Jul 30, 1:45 PM ET

Chart Acquisition Corp. 3

3 · Chart Acquisition Corp. · Filed Jul 30, 2015

Insider Transaction Report

Form 3
Period: 2014-11-10
BACON LOUIS M
10% Owner
Holdings
  • Common Stock

    (indirect: See footnote)
    962,500
Footnotes (2)
  • [F1]This Form 3 is being filed (a) by Louis M. Bacon ("Mr. Bacon") who controls Kendall Family Investments, LLC ("Kendall"), and (b) by Kendall. This Form 3 relates to shares of common stock (the "Shares") of Chart Acquisition Corp. (the "Issuer") indirectly held by Kendall. As the control person of Kendall, Mr. Bacon may be deemed to be the beneficial owner of the Shares beneficially owned by Kendall.
  • [F2]The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

Documents

3 files