Home/Filings/4/0001140361-15-036350
4//SEC Filing

CASTLE A M & CO 4

Accession 0001140361-15-036350

CIK 0000018172operating

Filed

Sep 29, 8:00 PM ET

Accepted

Sep 30, 6:32 PM ET

Size

8.0 KB

Accession

0001140361-15-036350

Insider Transaction Report

Form 4
Period: 2015-09-29
Schwind Paul
Controller, CAO
Transactions
  • Award

    Restricted Stock Units

    2015-09-28+3,6583,658 total
    Common Stock (3,658 underlying)
  • Award

    Employee Stock Option (right to buy)

    2015-09-28+10,45210,452 total
    Exercise: $2.13Exp: 2025-09-28Common Stock (10,452 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co.
  • [F2]The restricted stock units vest in full on December 31, 2017, provided the Reporting Person is employed by A.M. Castle & Co. on the vesting date.
  • [F3]As awarded under the A.M. Castle & Co. 2015-2017 Long-Term Compensation Plan, one-third, or 3,484, options shall be vested on February 25, 2016, and be exercisable on September 28, 2016, an additional one-third or 3,484, options shall be vested and exercisable on February 25, 2017, and the final one-third, or 3,484, options shall be vested and exercisable on February 25, 2018, provided that the reporting person is employed by A.M. Castle & Co. on each of the vesting dates.

Documents

1 file

Issuer

CASTLE A M & CO

CIK 0000018172

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000018172

Filing Metadata

Form type
4
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 6:32 PM ET
Size
8.0 KB