4//SEC Filing
MERGE HEALTHCARE INC 4
Accession 0001140361-15-037786
CIK 0000944765operating
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 9:19 PM ET
Size
39.5 KB
Accession
0001140361-15-037786
Insider Transaction Report
Form 4
GUGGENHEIM CAPITAL LLC
10% Owner
Transactions
- Conversion
Common Stock
2015-10-13+27,861→ 27,861 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−110,236$785,983→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−810,157$5,776,419→ 0 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+2,202,299→ 2,202,299 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−8,963,302$63,908,343→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−2,202,299$15,702,392→ 0 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+455→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (110,236 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+9,090→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (2,202,299 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+3,344→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (810,157 underlying) - Conversion
Common Stock
2015-10-13+810,157→ 810,157 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+115→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (27,861 underlying) - Conversion
Common Stock
2015-10-13+110,236→ 110,236 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+8,963,302→ 8,963,302 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−27,861$198,649→ 0 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+36,996→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (8,963,302 underlying)
Transactions
- Conversion
Series A Convertible Preferred Stock
2015-10-13+36,996→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (8,963,302 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+455→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (110,236 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+115→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (27,861 underlying) - Conversion
Common Stock
2015-10-13+2,202,299→ 2,202,299 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+110,236→ 110,236 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−2,202,299$15,702,392→ 0 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+27,861→ 27,861 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−810,157$5,776,419→ 0 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+9,090→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (2,202,299 underlying) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−27,861$198,649→ 0 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+3,344→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (810,157 underlying) - Conversion
Common Stock
2015-10-13+8,963,302→ 8,963,302 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+810,157→ 810,157 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−8,963,302$63,908,343→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−110,236$785,983→ 0 total(indirect: See footnotes)
Guggenheim Partners, LLC
10% Owner
Transactions
- Conversion
Common Stock
2015-10-13+27,861→ 27,861 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−2,202,299$15,702,392→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−810,157$5,776,419→ 0 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+36,996→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (8,963,302 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+9,090→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (2,202,299 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+455→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (110,236 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+115→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (27,861 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+3,344→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (810,157 underlying) - Conversion
Common Stock
2015-10-13+110,236→ 110,236 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−110,236$785,983→ 0 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+8,963,302→ 8,963,302 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+2,202,299→ 2,202,299 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+810,157→ 810,157 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−8,963,302$63,908,343→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−27,861$198,649→ 0 total(indirect: See footnotes)
Transactions
- Disposition from Tender
Common Stock
2015-10-13$7.13/sh−27,861$198,649→ 0 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+9,090→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (2,202,299 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+455→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (110,236 underlying) - Conversion
Common Stock
2015-10-13+2,202,299→ 2,202,299 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+110,236→ 110,236 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+27,861→ 27,861 total(indirect: See footnotes) - Conversion
Common Stock
2015-10-13+810,157→ 810,157 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−8,963,302$63,908,343→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−2,202,299$15,702,392→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−110,236$785,983→ 0 total(indirect: See footnotes) - Disposition from Tender
Common Stock
2015-10-13$7.13/sh−810,157$5,776,419→ 0 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+36,996→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (8,963,302 underlying) - Conversion
Series A Convertible Preferred Stock
2015-10-13+3,344→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (810,157 underlying) - Conversion
Common Stock
2015-10-13+8,963,302→ 8,963,302 total(indirect: See footnotes) - Conversion
Series A Convertible Preferred Stock
2015-10-13+115→ 0 total(indirect: See footnotes)From: 2015-02-25→ Common Stock (27,861 underlying)
Footnotes (8)
- [F1]Each share of Preferred Stock was converted into a number of shares of Common Stock calculated by dividing (i) the liquidation value of $1,000 per share of Preferred Stock plus the accrued but unpaid dividends on the Preferred Stock by (ii) a conversion price of $4.14. Each share of Preferred Stock was convertible at any time, at the holder's election, and had no expiration date.
- [F2]These shares of Common Stock were disposed of pursuant to merger agreement between the Issuer and International Business Machines Corporation in exchange for the right to receive $7.13 in cash at the effective time of the merger.
- [F3]Held directly by Guggenheim Private Debt Fund Note Issuer, LLC ("GPDF"). Guggenheim Partners Investment Management, LLC ("GPIM") serves as manager to GPDF.
- [F4]Held directly by NZC Guggenheim Fund LLC ("NZCG"). GPIM serves as manager to NZCG.
- [F5]Held directly by Maverick Enterprises, Inc. ("Maverick"). GPIM serves as investment manager to Maverick.
- [F6]Held directly by Verger Capital Fund LLC ("Verger"). GPIM serves as sub-advisor to Verger.
- [F7]Held directly by Guggenheim Private Debt Master Fund, LLC ("GPDMF"). GPIM serves as manager to GPDMF.
- [F8]Guggenheim Partners Investment Management Holdings, LLC ("GPIMH") is the majority owner of GPIM. Guggenheim Partners, LLC is the majority indirect owner of GPIMH. Guggenheim Capital, LLC is the majority owner of Guggenheim Partners, LLC. Each of the Reporting Persons disclaims beneficial ownership over the shares of Common Stock and Preferred Stock, except to the extent of its pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any shares of Common Stock or Preferred Stock for purposes of Section 16 of the Exchange Act or for any other purpose.
Documents
Issuer
MERGE HEALTHCARE INC
CIK 0000944765
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000944765
Filing Metadata
- Form type
- 4
- Filed
- Oct 14, 8:00 PM ET
- Accepted
- Oct 15, 9:19 PM ET
- Size
- 39.5 KB