Insider · CIK 0001283072

GUGGENHEIM CAPITAL LLC

Reports to the SEC for 3 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001283072

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-07-18	Diamond Resorts International, Inc.Call Option (Obligation to Sell)X Exercise of In-Money	10% Owner	XExercise of In-Money	−1.51M sh	—	—	0
2016-07-18	Diamond Resorts International, Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	−1.51M sh	$12.56	−$19M	6,173,281
2016-07-15	Diamond Resorts International, Inc.P Purchase	10% Owner	PPurchase	+630K sh	$30.14	+$19M	8,566,893
2016-07-15	Diamond Resorts International, Inc.P Purchase	10% Owner	PPurchase	+630K sh	$30.14	+$19M	7,685,089
2016-07-15	Diamond Resorts International, Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	−1.51M sh	$12.56	−$19M	7,936,889
2016-07-15	Diamond Resorts International, Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	−1.51M sh	$12.56	−$19M	7,055,085
2016-07-15	Diamond Resorts International, Inc.Call Option (Obligation to Sell)X Exercise of In-Money	10% Owner	XExercise of In-Money	−1.51M sh	—	—	3,023,616
2016-07-15	Diamond Resorts International, Inc.Call Option (Obligation to Sell)X Exercise of In-Money	10% Owner	XExercise of In-Money	−1.51M sh	—	—	1,511,808
2016-07-11	Diamond Resorts International, Inc.Call Option (Obligation to Sell)E Expiration	10% Owner	EExpiration	−2 sh	—	—	4,535,424
2015-10-13	MERGE HEALTHCARE INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	+3,344 sh	—	—	0
2015-10-13	MERGE HEALTHCARE INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	+455 sh	—	—	0
2015-10-13	MERGE HEALTHCARE INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	+115 sh	—	—	0
2015-10-13	MERGE HEALTHCARE INCC Conversion	10% Owner	CConversion	+8.96M sh	—	—	8,963,302
2015-10-13	MERGE HEALTHCARE INCC Conversion	10% Owner	CConversion	+2.2M sh	—	—	2,202,299
2015-10-13	MERGE HEALTHCARE INCC Conversion	10% Owner	CConversion	+110K sh	—	—	110,236
2015-10-13	MERGE HEALTHCARE INCC Conversion	10% Owner	CConversion	+27.9K sh	—	—	27,861
2015-10-13	MERGE HEALTHCARE INCC Conversion	10% Owner	CConversion	+810K sh	—	—	810,157
2015-10-13	MERGE HEALTHCARE INCU Disposition from Tender	10% Owner	UDisposition from Tender	−8.96M sh	$7.13	−$63.9M	0
2015-10-13	MERGE HEALTHCARE INCU Disposition from Tender	10% Owner	UDisposition from Tender	−2.2M sh	$7.13	−$15.7M	0
2015-10-13	MERGE HEALTHCARE INCU Disposition from Tender	10% Owner	UDisposition from Tender	−110K sh	$7.13	−$786K	0
2015-10-13	MERGE HEALTHCARE INCU Disposition from Tender	10% Owner	UDisposition from Tender	−27.9K sh	$7.13	−$199K	0
2015-10-13	MERGE HEALTHCARE INCU Disposition from Tender	10% Owner	UDisposition from Tender	−810K sh	$7.13	−$5.78M	0
2015-10-13	MERGE HEALTHCARE INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	+37K sh	—	—	0
2015-10-13	MERGE HEALTHCARE INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	+9,090 sh	—	—	0
2015-03-20	Diamond Resorts International, Inc.S Sale	10% Owner	SSale	−203K sh	—	—	9,448,697
2015-03-10	Diamond Resorts International, Inc.S Sale	10% Owner	SSale	−1.69M sh	—	—	9,651,566

Recent filings

Accepted (ET)
Jul 194
Diamond Resorts International, Inc.0001140361-16-072832
SEC(opens sec.gov)
Oct 154
MERGE HEALTHCARE INC0001140361-15-037786
SEC(opens sec.gov)

Companies

Address

227 WEST MONROE SUITE 4900

CHICAGO, IL, 60606