ADESTO TECHNOLOGIES Corp 4
4 · ADESTO TECHNOLOGIES Corp · Filed Nov 3, 2015
Insider Transaction Report
Form 4
Andreev Alexei A
Director10% Owner
Transactions
- Conversion
Common Stock
2015-10-30+473,025→ 673,025 total(indirect: See footnote) - Conversion
Common Stock
2015-10-30+45,907→ 718,932 total(indirect: See footnote) - Conversion
Series D-1 Preferred Stock
2015-10-30−29,930→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (29,930 underlying) - Conversion
Common Stock
2015-10-30+1,050,936→ 1,769,868 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2015-10-30−180,375→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (180,375 underlying) - Conversion
Series D Preferred Stock
2015-10-30−44,438→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (45,907 underlying) - Conversion
Series E Preferred Stock
2015-10-30−106,326→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (1,050,936 underlying) - Conversion
Series A Preferred Stock
2015-10-30−198,412→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (198,412 underlying) - Conversion
Series C Preferred Stock
2015-10-30−64,308→ 0 total(indirect: See footnote)Exercise: $0.00→ Common Stock (64,308 underlying)
Footnotes (4)
- [F1]In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D-1 Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
- [F2]The securities are held directly by Harris & Harris Group, Inc. ("Harris & Harris"). Mr. Andreev is an executive vice president and managing director of Harris & Harris.
- [F3]In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series D Preferred Stock automatically converted into 1.0330576 shares of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
- [F4]In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series E Preferred Stock automatically converted into 9.8841 shares of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.