Insider · CIK 0001320740

Andreev Alexei A

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001320740

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-12-31	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,570 sh	$2.20	−$7,854	114,541
2015-10-30	ADESTO TECHNOLOGIES CorpSeries D-1 Preferred StockC Conversion	Director, 10% Owner	CConversion	−29.9K sh	—	—	0
2015-10-30	ADESTO TECHNOLOGIES CorpSeries E Preferred StockC Conversion	Director, 10% Owner	CConversion	−106K sh	—	—	0
2015-10-30	ADESTO TECHNOLOGIES CorpC Conversion	Director, 10% Owner	CConversion	+473K sh	—	—	673,025
2015-10-30	ADESTO TECHNOLOGIES CorpC Conversion	Director, 10% Owner	CConversion	+45.9K sh	—	—	718,932
2015-10-30	ADESTO TECHNOLOGIES CorpC Conversion	Director, 10% Owner	CConversion	+1.05M sh	—	—	1,769,868
2015-10-30	ADESTO TECHNOLOGIES CorpSeries A Preferred StockC Conversion	Director, 10% Owner	CConversion	−198K sh	—	—	0
2015-10-30	ADESTO TECHNOLOGIES CorpSeries B Preferred StockC Conversion	Director, 10% Owner	CConversion	−180K sh	—	—	0
2015-10-30	ADESTO TECHNOLOGIES CorpSeries C Preferred StockC Conversion	Director, 10% Owner	CConversion	−64.3K sh	—	—	0
2015-10-30	ADESTO TECHNOLOGIES CorpSeries D Preferred StockC Conversion	Director, 10% Owner	CConversion	−44.4K sh	—	—	0
2015-10-26	ADESTO TECHNOLOGIES CorpP Purchase	Director, 10% Owner	PPurchase	+200K sh	$5.00	+$1M	200,000
2015-06-30	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,465 sh	$2.75	−$9,528.75	118,111
2014-12-31	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,465 sh	$2.95	−$10.2K	121,576
2013-12-31	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,465 sh	$2.98	−$10.3K	128,611
2013-11-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+2,000 sh	$3.08	+$6,158	132,076
2013-06-30	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,465 sh	$3.04	−$10.5K	130,076
2012-12-31	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−10.5K sh	$3.30	−$34.7K	133,541
2012-06-11	180 DEGREE CAPITAL CORP. /NY/A Award	Executive Vice President	AAward	+120K sh	—	—	144,041
2012-06-11	180 DEGREE CAPITAL CORP. /NY/Performance Restricted StockA Award	Executive Vice President	AAward	+180K sh	—	—	180,000
2011-08-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+2,000 sh	$4.16	+$8,320	34,041
2011-08-12	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+8,000 sh	$4.14	+$33.2K	32,041
2011-01-31	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−40.5K sh	$4.95	−$201K	14,041
2011-01-31	180 DEGREE CAPITAL CORP. /NY/M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+42.7K sh	$3.75	+$160K	54,571
2011-01-31	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−42.7K sh	—	—	0
2010-05-12	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+25.5K sh	—	—	25,500
2010-03-18	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+25.5K sh	—	—	25,500
2009-12-22	180 DEGREE CAPITAL CORP. /NY/M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+1,334 sh	$3.75	+$5,002.5	11,909
2009-12-22	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−1,334 sh	—	—	14,918
2009-11-11	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+39.1K sh	—	—	39,100
2009-08-12	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−5,790 sh	$6.35	−$36.7K	10,575
2009-08-12	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−6,096 sh	—	—	42,662
2009-08-12	180 DEGREE CAPITAL CORP. /NY/M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+6,096 sh	$3.75	+$22.9K	16,365
2009-05-13	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+9,775 sh	—	—	9,775
2009-05-13	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+29.3K sh	—	—	29,325
2009-03-18	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+16.3K sh	—	—	16,252
2009-03-18	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+48.8K sh	—	—	48,758
2007-10-01	180 DEGREE CAPITAL CORP. /NY/Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−42 sh	—	—	173,710
2007-10-01	180 DEGREE CAPITAL CORP. /NY/M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+5,400 sh	$10.11	+$54.6K	15,476
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−104 sh	$10.37	−$1,078.48	15,372
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−696 sh	$10.38	−$7,224.48	14,676
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−1,800 sh	$10.39	−$18.7K	12,876
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−100 sh	$10.40	−$1,040	12,776
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−700 sh	$10.41	−$7,287	12,076
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−66 sh	$10.42	−$687.72	12,010
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−334 sh	$10.44	−$3,486.96	11,676
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−200 sh	$10.45	−$2,090	11,476
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−68 sh	$10.47	−$711.96	11,408
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−200 sh	$10.48	−$2,096	11,208
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−700 sh	$10.50	−$7,350	10,508
2007-10-01	180 DEGREE CAPITAL CORP. /NY/S Sale	Executive Vice President	SSale	−32 sh	$10.51	−$336.32	10,476

Recent filings

Accepted (ET)
Jan 194
HARRIS & HARRIS GROUP INC /NY/0001127602-16-037191
SEC(opens sec.gov)
Nov 34
ADESTO TECHNOLOGIES Corp0001140361-15-039518
SEC(opens sec.gov)
Oct 284
ADESTO TECHNOLOGIES Corp0001140361-15-038783
SEC(opens sec.gov)
Jul 14
HARRIS & HARRIS GROUP INC /NY/0001127602-15-021787
SEC(opens sec.gov)
Jan 54
HARRIS & HARRIS GROUP INC /NY/0001127602-15-000756
SEC(opens sec.gov)
Jan 24
HARRIS & HARRIS GROUP INC /NY/0001127602-14-000172
SEC(opens sec.gov)
Nov 184
HARRIS & HARRIS GROUP INC /NY/0001127602-13-031981
SEC(opens sec.gov)
Jul 14
HARRIS & HARRIS GROUP INC /NY/0001127602-13-021550
SEC(opens sec.gov)
Jan 24
Andreev Alexei A0001127602-13-000232
SEC(opens sec.gov)
Jun 114
Andreev Alexei A0001127602-12-019791
SEC(opens sec.gov)
Aug 154
Andreev Alexei A0001127602-11-023641
SEC(opens sec.gov)

Companies

Address

111 WEST 57TH STREET SUITE 1100

NEW YORK, NY, 10019