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4//SEC Filing

ADESTO TECHNOLOGIES Corp 4

Accession 0001140361-15-039522

CIK 0001395848operating
View on SEC.govCompany Profile

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 7:54 PM ET

Size

70.5 KB

Accession

0001140361-15-039522

Insider Transaction Report

Form 4
Period: 2015-10-30
ADESTO TECHNOLOGIES CorpIOTS
ATA AFFILIATES FUND II L P
10% Owner
Transactions
  • Conversion

    Series B Preferred Stock

    2015-10-30−3,301→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,301 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−108→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (108 underlying)
  • Conversion

    Common Stock

    2015-10-30+591,660→ 591,660 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+839→ 9,494 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−248,174→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (248,174 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−225,612→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (225,612 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−37,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (37,437 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−41,797→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (413,125 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−611→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (6,039 underlying)
  • Conversion

    Common Stock

    2015-10-30+413,125→ 1,062,205 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Series B Preferred Stock

    2015-10-30−654→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (654 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−1,176→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,176 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−55,583→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (57,420 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−161→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (166 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−547→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (547 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−121→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,195 underlying)
  • Conversion

    Common Stock

    2015-10-30+166→ 1,880 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−719→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (719 underlying)
  • Conversion

    Common Stock

    2015-10-30+8,655→ 8,655 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+6,039→ 15,533 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+57,420→ 649,080 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,714→ 1,714 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,195→ 3,075 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−3,631→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,631 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−80,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (80,437 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−233→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (233 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−813→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (839 underlying)
ATA Investment Fund II, L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2015-10-30+591,660→ 591,660 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+57,420→ 649,080 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+413,125→ 1,062,205 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Series C Preferred Stock

    2015-10-30−80,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (80,437 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−813→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (839 underlying)
  • Conversion

    Common Stock

    2015-10-30+6,039→ 15,533 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+166→ 1,880 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,195→ 3,075 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−248,174→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (248,174 underlying)
  • Conversion

    Series A Preferred Stock

    2015-10-30−719→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (719 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−3,301→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,301 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−37,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (37,437 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−225,612→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (225,612 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−161→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (166 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−41,797→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (413,125 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−654→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (654 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−233→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (233 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−547→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (547 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−108→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (108 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−121→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,195 underlying)
  • Conversion

    Common Stock

    2015-10-30+8,655→ 8,655 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+839→ 9,494 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,714→ 1,714 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−3,631→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,631 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−1,176→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,176 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−55,583→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (57,420 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−611→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (6,039 underlying)
Fujimura Michio
10% Owner
Transactions
  • Conversion

    Series C Preferred Stock

    2015-10-30−1,176→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,176 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−55,583→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (57,420 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−108→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (108 underlying)
  • Conversion

    Common Stock

    2015-10-30+413,125→ 1,062,205 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+8,655→ 8,655 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Series C Preferred Stock

    2015-10-30−80,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (80,437 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−3,301→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,301 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−233→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (233 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−813→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (839 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−37,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (37,437 underlying)
  • Conversion

    Common Stock

    2015-10-30+57,420→ 649,080 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,714→ 1,714 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,195→ 3,075 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−248,174→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (248,174 underlying)
  • Conversion

    Series A Preferred Stock

    2015-10-30−719→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (719 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−161→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (166 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−547→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (547 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−41,797→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (413,125 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−611→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (6,039 underlying)
  • Conversion

    Common Stock

    2015-10-30+591,660→ 591,660 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−3,631→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,631 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−225,612→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (225,612 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−121→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,195 underlying)
  • Conversion

    Common Stock

    2015-10-30+839→ 9,494 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+6,039→ 15,533 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+166→ 1,880 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series B Preferred Stock

    2015-10-30−654→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (654 underlying)
Graham Hatch
10% Owner
Transactions
  • Conversion

    Series D Preferred Stock

    2015-10-30−813→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (839 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−108→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (108 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−41,797→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (413,125 underlying)
  • Conversion

    Common Stock

    2015-10-30+8,655→ 8,655 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−547→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (547 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−121→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,195 underlying)
  • Conversion

    Common Stock

    2015-10-30+591,660→ 591,660 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Series C Preferred Stock

    2015-10-30−80,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (80,437 underlying)
  • Conversion

    Common Stock

    2015-10-30+57,420→ 649,080 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+413,125→ 1,062,205 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+6,039→ 15,533 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+166→ 1,880 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,195→ 3,075 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−248,174→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (248,174 underlying)
  • Conversion

    Series A Preferred Stock

    2015-10-30−719→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (719 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−225,612→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (225,612 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−654→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (654 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−37,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (37,437 underlying)
  • Conversion

    Common Stock

    2015-10-30+839→ 9,494 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−3,631→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,631 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−3,301→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,301 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−233→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (233 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−161→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (166 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−611→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (6,039 underlying)
  • Conversion

    Common Stock

    2015-10-30+1,714→ 1,714 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series C Preferred Stock

    2015-10-30−1,176→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,176 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−55,583→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (57,420 underlying)
THOMAS T PETER
10% Owner
Transactions
  • Conversion

    Common Stock

    2015-10-30+839→ 9,494 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−248,174→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (248,174 underlying)
  • Conversion

    Common Stock

    2015-10-30+57,420→ 649,080 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−3,631→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,631 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−225,612→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (225,612 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−108→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (108 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−611→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (6,039 underlying)
  • Conversion

    Common Stock

    2015-10-30+6,039→ 15,533 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,714→ 1,714 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series B Preferred Stock

    2015-10-30−654→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (654 underlying)
  • Conversion

    Common Stock

    2015-10-30+413,125→ 1,062,205 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+591,660→ 591,660 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+8,655→ 8,655 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+166→ 1,880 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,195→ 3,075 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−719→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (719 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−3,301→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,301 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−37,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (37,437 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−121→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,195 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−80,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (80,437 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−233→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (233 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−813→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (839 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−161→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (166 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−547→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (547 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−41,797→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (413,125 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−1,176→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,176 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−55,583→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (57,420 underlying)
ATA Management II, LLC
10% Owner
Transactions
  • Conversion

    Series A Preferred Stock

    2015-10-30−719→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (719 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−3,301→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,301 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−233→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (233 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−41,797→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (413,125 underlying)
  • Conversion

    Common Stock

    2015-10-30+591,660→ 591,660 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+166→ 1,880 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series B Preferred Stock

    2015-10-30−225,612→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (225,612 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−80,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (80,437 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−55,583→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (57,420 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−813→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (839 underlying)
  • Conversion

    Common Stock

    2015-10-30+57,420→ 649,080 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+8,655→ 8,655 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Series E Preferred Stock

    2015-10-30−121→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,195 underlying)
  • Conversion

    Common Stock

    2015-10-30+839→ 9,494 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,195→ 3,075 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series B Preferred Stock

    2015-10-30−654→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (654 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−161→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (166 underlying)
  • Conversion

    Common Stock

    2015-10-30+413,125→ 1,062,205 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+6,039→ 15,533 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,714→ 1,714 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−248,174→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (248,174 underlying)
  • Conversion

    Series A Preferred Stock

    2015-10-30−3,631→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,631 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−37,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (37,437 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−108→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (108 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−611→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (6,039 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−1,176→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,176 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−547→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (547 underlying)
ATA Ventures II L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2015-10-30+413,125→ 1,062,205 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,714→ 1,714 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+1,195→ 3,075 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−719→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (719 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−225,612→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (225,612 underlying)
  • Conversion

    Series A Preferred Stock

    2015-10-30−3,631→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,631 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−3,301→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (3,301 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−1,176→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,176 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−233→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (233 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−37,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (37,437 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−108→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (108 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−611→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (6,039 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−161→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (166 underlying)
  • Conversion

    Common Stock

    2015-10-30+591,660→ 591,660 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+8,655→ 8,655 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+839→ 9,494 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Series A Preferred Stock

    2015-10-30−248,174→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (248,174 underlying)
  • Conversion

    Series B Preferred Stock

    2015-10-30−654→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (654 underlying)
  • Conversion

    Series D Preferred Stock

    2015-10-30−813→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (839 underlying)
  • Conversion

    Series D-1 Preferred Stock

    2015-10-30−547→ 0 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
    Exercise: $0.00→ Common Stock (547 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−41,797→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (413,125 underlying)
  • Conversion

    Series E Preferred Stock

    2015-10-30−121→ 0 total(indirect: Held directly by ATA Investment Fund II, L.P.)
    Exercise: $0.00→ Common Stock (1,195 underlying)
  • Conversion

    Common Stock

    2015-10-30+57,420→ 649,080 total(indirect: Held directly by ATA Ventures II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+6,039→ 15,533 total(indirect: Held directly by ATA Affiliates Fund II, L.P.)
  • Conversion

    Common Stock

    2015-10-30+166→ 1,880 total(indirect: Held directly by ATA Investment Fund II, L.P.)
  • Conversion

    Series D Preferred Stock

    2015-10-30−55,583→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (57,420 underlying)
  • Conversion

    Series C Preferred Stock

    2015-10-30−80,437→ 0 total(indirect: Held directly by ATA Ventures II, L.P.)
    Exercise: $0.00→ Common Stock (80,437 underlying)
Footnotes (4)
  • [F1]In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D-1 Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
  • [F2]T. Peter Thomas, Hatch Graham and Michio Fujimura are the managing directors of ATA Management II, LLC, which serves as general partner to ATA Ventures II, LP, ATA Affiliates Fund II, LP and ATA Investment Fund II, LP, and may be deemed to share voting and investment power over the shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
  • [F3]In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series D Preferred Stock automatically converted into 1.0330576 shares of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
  • [F4]In connection with the consummation of the Issuer's initial public offering on October 30, 2015, each share of Series E Preferred Stock automatically converted into 9.8841 shares of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

Documents

1 file

Issuer

ADESTO TECHNOLOGIES Corp

CIK 0001395848

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001395848

Filing Metadata

Form type
4
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 7:54 PM ET
Size
70.5 KB
View on SEC.gov