Home/Filings/4/0001140361-16-054382
4//SEC Filing

LIQUIDMETAL TECHNOLOGIES INC 4

Accession 0001140361-16-054382

$LQMTCIK 0001141240operating

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 4:40 PM ET

Size

9.4 KB

Accession

0001140361-16-054382

Insider Transaction Report

Form 4
Period: 2015-01-27
Transactions
  • Award

    Stock Option

    2016-02-17$0.07/sh+400,000$28,000400,000 total
    Exercise: $0.07Exp: 2026-02-17Common Stock (400,000 underlying)
  • Award

    Stock Option

    2015-01-27$0.14/sh+400,000$56,000400,000 total
    Exercise: $0.14Exp: 2025-01-27Common Stock (400,000 underlying)
Holdings
  • Options to Purchase Common Stock

    Exercise: $0.29Exp: 2024-02-05Common Stock (140,000 underlying)
    140,000
Footnotes (3)
  • [F1]The shares reported in column 7 will vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary of the date of grant; with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.
  • [F2]The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant.
  • [F3]The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant. Form 4 for option grant was inadvertently not timely filed, but grant was reported on Form 8-K filed by issuer on February 9, 2015.

Documents

1 file

Issuer

LIQUIDMETAL TECHNOLOGIES INC

CIK 0001141240

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001141240

Filing Metadata

Form type
4
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:40 PM ET
Size
9.4 KB