⌘K

Login Start Free

Home/Filings/4/0001140361-16-058266

4//SEC Filing

DYNEGY INC. 4

Accession 0001140361-16-058266

CIK 0001379895operating

View on SEC.gov Company Profile

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 5:21 PM ET

Size

10.2 KB

Accession

0001140361-16-058266

Insider Transaction Report

Form 4

Period: 2016-03-16

Kuersteiner Richard Lee

Director

Transactions

Purchase
Series A Mandatory Convertible Preferred Stock
2016-03-16$47.44/sh+3,549$168,365→ 13,953 total
From: 2016-03-16Exp: 2017-11-01→ Common Stock
Purchase
Series A Mandatory Convertible Preferred Stock
2016-03-16$48.13/sh+2,800$134,764→ 10,404 total
From: 2016-03-16Exp: 2017-11-01→ Common Stock
Purchase
Series A Mandatory Convertible Preferred Stock
2016-03-16$48.33/sh+760$36,731→ 14,713 total
From: 2016-03-16Exp: 2017-11-01→ Common Stock

Footnotes (2)

[F1]On the mandatory conversion date, each share of the Mandatory Convertible Preferred Stock, unless previously converted, will automatically convert into shares of the Company's common stock.
[F2]The conversion rate for each share of the Mandatory Convertible Preferred Stock will not be more than 3.2258 shares of the Company's common stock and not less than 2.5806 shares of the Company's stock, depending on the Applicable Market Value of the common stock and subject to certain anti-dilution adjustments.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

DYNEGY INC.

CIK 0001379895

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001379895

Filing Metadata

Form type: 4
Filed: Mar 16, 8:00 PM ET
Accepted: Mar 17, 5:21 PM ET
Size: 10.2 KB

View on SEC.gov