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CAPITAL SOUTHWEST CORP 4

Accession 0001140361-16-058873

$CSWCCIK 0000017313operating

View on SEC.gov Company Profile

Filed

Mar 22, 8:00 PM ET

Accepted

Mar 23, 8:00 PM ET

Size

10.0 KB

Accession

0001140361-16-058873

Insider Transaction Report

Form 4

Period: 2016-03-21

CAPITAL SOUTHWEST CORPCSWC

ASHBAUGH WILLIAM M

Senior Vice President

Transactions

Exercise/Conversion
Common Stock
2016-03-21$7.36/sh+3,983$29,315→ 37,522 total
Exercise/Conversion
Common Stock
2016-03-21$7.36/sh+1,991$14,654→ 39,513 total
Exercise/Conversion
Non-qualified Stock Option
2016-03-21−1,991→ 0 total
Exercise: $7.36Exp: 2016-05-15→ Common Stock (1,991 underlying)
Exercise/Conversion
Incentive Stock Option
2016-03-21−3,983→ 0 total
Exercise: $7.36Exp: 2016-05-15→ Common Stock (3,983 underlying)

Footnotes (1)

[F1]100% of stock options are vested

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

CAPITAL SOUTHWEST CORP

CIK 0000017313

Entity typeoperating

IncorporatedTX

Related Parties

1

filerCIK 0000017313

Filing Metadata

Form type: 4
Filed: Mar 22, 8:00 PM ET
Accepted: Mar 23, 8:00 PM ET
Size: 10.0 KB

View on SEC.gov